Responsible Officer / RO, SFC Type 4 & 9 (1-Year Contract)
- Act as Responsible Officer with management responsibilities and duties to supervise SFC Type 4 & 9 RA;
- Supervise and manage daily operations to ensure full regulatory compliance;
- Communication with SFC and other regulators;
- Comply with all applicable laws, rules & regulations and standard of good market practices;
- Perform other duties as assigned.
- Degree holder or above in Finance, Economics or Business related disciplines;
- Current holder of SFC RO license for Type 4 and 9 RA (without conditions) or with active license status;
- Minimum 5 years of solid relevant working experience;
- Sound knowledge of SFO, regulations and guidelines of regulatory authorities and risk management control;
- Ability to work under pressure; with honesty, integrity and strong analytical, leadership, presentation and interpersonal skills;
- Good command of written & spoken English and Chinese (including Putonghua).
(Personal data collected will be used for recruitment purpose only.)