OCBC Bank

Group Regulatory Compliance (Global Investment Banking)

Recruiter
OCBC Bank
Location
Singapore
Salary
Competitive
Posted
15 Dec 2018
Closes
19 Dec 2018
Ref
4681587
Sector
Legal
Contract type
Permanent
Hours
Full time
Job Description
  • Provide regulatory compliance advice to Global Investment Banking.
  • Drive the implementation of new regulatory requirements applicable to Global Investment Banking.
  • Provide regulatory compliance support for investment banking transactions.
  • Develop, implement and maintain policies and procedures in respect of the control room function.
  • Advise Global Investment Banking on the Bank's policies and procedures including but not limited to those relating to insider trading and Chinese Wall.
  • Review conflicts of interest assessment performed by Global Investment Banking to ensure that any potential or actual conflicts of interest are addressed.
  • Monitor and review trades to ensure compliance with regulatory requirements and internal policies and procedures.
  • Review regulatory submissions.
  • Manage projects assigned.
  • Act as the liaison with regulators, external and internal auditors.
  • Provide regulatory compliance training


Qualifications
Job Requirement
  • Possess a university degree.
  • Minimum 5-8 years of relevant experience in investment banking related business or function.
  • Knowledge with laws, regulations, notices and guidelines applicable to investment banking activities required.
  • Proven leadership, organization and facilitation skills.
  • Good interpersonal and communication skills.
  • Proactive, independent and resourceful.
  • Embodies team work.
  • Ability to adapt to changes.
  • Ability to work under time constraint and pressure.


*LI-MLIU

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