Group Regulatory Compliance (Global Investment Banking)

2 days left

Recruiter
OCBC Bank
Location
Singapore
Salary
Competitive
Posted
19 Oct 2018
Closes
22 Oct 2018
Ref
4681587
Sector
Legal
Contract type
Permanent
Hours
Full time
Job Description
  • Provide regulatory compliance advice to Global Investment Banking.
  • Drive the implementation of new regulatory requirements applicable to Global Investment Banking.
  • Provide regulatory compliance support for investment banking transactions.
  • Develop, implement and maintain policies and procedures in respect of the control room function.
  • Advise Global Investment Banking on the Bank's policies and procedures including but not limited to those relating to insider trading and Chinese Wall.
  • Review conflicts of interest assessment performed by Global Investment Banking to ensure that any potential or actual conflicts of interest are addressed.
  • Monitor and review trades to ensure compliance with regulatory requirements and internal policies and procedures.
  • Review regulatory submissions.
  • Manage projects assigned.
  • Act as the liaison with regulators, external and internal auditors.
  • Provide regulatory compliance training


Qualifications
Job Requirement
  • Possess a university degree.
  • Minimum 5-8 years of relevant experience in investment banking related business or function.
  • Knowledge with laws, regulations, notices and guidelines applicable to investment banking activities required.
  • Proven leadership, organization and facilitation skills.
  • Good interpersonal and communication skills.
  • Proactive, independent and resourceful.
  • Embodies team work.
  • Ability to adapt to changes.
  • Ability to work under time constraint and pressure.


*LI-MLIU

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