Markets Compliance Senior Associate

2 days left

Location
Singapore
Salary
$100,000
Posted
11 Oct 2018
Closes
21 Oct 2018
Ref
4675936
Sector
Legal
Contract type
Permanent
Hours
Full time

Responsibilities

  • Responsible for delivery of review/testing plan, engagement with international locations to facilitate exchange of best practices and alignment of controls framework.
  • Educate the business in control best practice by applying current industry and regulatory knowledge, technical expertise and complying with relevant policies.
  • Understanding of policy alignment and embedding frameworks
  • Maintenance of the risk and compliance monitoring framework, working in conjunction with first line control function to ensure effective risk oversight in line with MAS guidance /expectations.

Qualifications

  • 5 to 7 years' experience in audit or compliance in the markets business
  • Advanced knowledge of MAS and trading rules
  • A good understanding of the Banking act, Securities & Futures Act and Financial Advisers Act (including specific related certifications) a plus
  • Ability to develop and maintain relevant external links with regulatory bodies and external auditors and maintain knowledge of relevant laws and regulations and auditing best practices

EA. Licence number: 17S8548 | EA. Registration number: R1105334

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