Trade Surveillance Manager, Global Markets

Hong Kong
HKD50000 - HKD65000 per month + bonus
13 Oct 2018
16 Oct 2018
Contract type
Full time

about the company.

Our client is one of Hong Kong's largest listed companies with strong presence in the region.

about the job.
  • Conduct monitoring and surveillance, focus in Global Markets
  • Implement surveillance solutions i.e. documentation and UAT
  • Review the surveillance procedures and guidelines
  • Assist in internal investigation
  • Prepare MI report for management

skills & experiences required.
  • 5 years' experience in compliance, audit or risk management field in financial services industry
  • Exposure to the global markets activities or monitoring and surveillance is an advantage.
  • Good knowledge of regulations in HKMA and SFC
  • Good communication skills in both English and Chinese

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email:

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