Compliance Testing Manager

21 Oct 2018
23 Oct 2018
Contract type
Full time
My client is an European bank with a strong presence in the region. They are looking for an AML/KYC Review team lead to be part of their robust compliance team for the Wealth Management business.

  • Lead a team of professionals in charge of ensuring the rollout of Group Compliance control testing plans across APAC
  • Performs periodic control testing on the regional function and business line
  • Present testing findings to Management on a regular basis
  • Stay updated on Group policies and industry rules, regulations and best practices to help ensure that the testing program meets Group and regulatory standards
  • Ensures the definition and deployment of a robust and efficient Compliance control framework across the region
  • Coordinates the execution of Compliance risk assessment initiatives and the production of key Compliance reporting
  • Responsible for the definition and execution of the procedure governance and incident management framework applicable to APAC Compliance
  • Act as the liaison with Head Office
  • Assist in internal and external audit assignments

  • Degree holder
  • Minimum 5 years of relevant compliance testing experience, preferably in banking
  • Experience in audit will be advantageous
  • Familiarity with multiple Compliance field (Financial Security, Market Integrity, Professional Ethics, Protection of Clients Interest, Tax and Global Regulatory requirements)
  • Supervisory experience will be advantageous
  • Strong communication skills and ability to work in a team

Interested applicants please apply via the link below with your latest CV (in Word format)

Morgan McKinley Pte Ltd, EA License No: 11C5502

Lee Boon Hou (Hagen), Registration No: R1870932

Similar jobs

Similar jobs