Controls Testing Manager (Markets & Treasury) 1LOD

London, England, United Kingdom
c.£60-70k Base + Excellent Benefits
15 Oct 2018
18 Oct 2018
Contract type
Full time
  • The key objective of the role is to act as part of small team to deliver a comprehensive control testing regime.
  • Day to day management of the testing and ensuring their effectiveness.
  • From knowledge of the business provide insight to the other members of the Control team of areas to consider from an operational risk and compliance perspective in processes and controls
  • Ensuring adherence to Group policy, standards and methodologies appropriate to the business and provide management and measurement of operational risk, regulatory risk, and conduct and compliance risk through control-based evidence on the control environment.
  • The role requires strong business/commercial risk skills. Excellent organisational skills with the ability to deliver to deadlines.
  • A strength of character to challenge the business and deliver solutions


  • Forming effective working relationships with wider divisional teams, working in partnership with them and others as required
  • Good communication and team work with other divisional Risk/Audit business partners
  • Complete control testing and recording of outcomes
  • Develop and execute a plan for control testing and presentation of the state of the control environment to both the Divisional Leadership Team and 2nd and 3rd line risk and audit functions.
  • Assist with embedding of other Group Policies.
  • Provide assistance and participate in other Control Function activities as and when required
  • Produce ad hoc reports, papers and presentations to a range of internal/external audiences for use by the Treasurer as and when required, e.g. Control matters for the Group Finance Director, Audit Committee etc.

Key Knowledge/ Skills:

  • Mandatory: Audit and control testing experience (minimum 2 years)
  • Demonstrate up to date knowledge of the PRA / FCA requirements, relevant policy developments and awareness of global regulatory developments
  • Knowledge of corporate treasury and complex products, securitisations, capital issuance and hedging structures - capital markets
  • Part/full professional qualification or aptitude to achieve one
  • Good communicator
  • Good PowerPoint/Excel skills, ability to understand a complex business and implement a good control framework
  • Ability to build a network

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