Compliance Quality Assurance/Audit Manager, VP/DIR

25 Oct 2018
30 Oct 2018
Contract type
Full time

Key Attributes:

  • Role sits within Compliance
  • High exposure to senior stakeholders
  • Ownership in QA functions and audit

The Compliance Audit Manager is responsible for leading a team that performs compliance and control reviews. You will perform independent QA, review findings and implement compliance frameworks. You will cover all compliance functions of the bank to ensure regulatory compliance.

You will be required to perform testing and monitoring for the bank's compliance controls. For any identified issues, you will be responsible for implementing a remediation plan, and then establishing/implementing control plans in anticipation of future reoccurrence. Your role will work closely with internal/external auditors to ensure bank-wide compliance.

Other responsibilities include but not limited to:

  • Managing a team
  • On-site reviews
  • Knowledge of regional financial laws and regulations
  • Project management
  • Ownership in future security models
  • Key contact for any internal audit or regulatory remediation plans
  • Make decisions based on audit principles, risk management practices, verifiable data, professional standards, internal policy and governmental guidelines.

To qualify, individuals must possess:

- University degree
- 8+ years of experience in compliance based systems
- High level of risk and control assessments
- Excellent communication and interpersonal skills

Preferred candidates:
- Audit background

Please contact Samuel Shim at +65 6435 5647 at for a confidential discussion.

EA License No: 16S8066 | Registration No. R1873099

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