Assistant Financial Crime Risk Assurance Manager

2 days left

Location
Hong Kong
Salary
up to HK$50K
Posted
05 Oct 2018
Closes
22 Oct 2018
Ref
4517157
Contract type
Permanent
Hours
Full time

Responsibilities:

  • Conduct risk-based compliance reviews to test the adequacy of controls in place within Business/ Function among the Bank's entities, identify potential or actual breaches and ensure corrective actions
  • Track the status/ progress of corrective actions and prepare relevant MIs and reports for management
  • Manage the completion of compliance risk assessments to identify relevant risks, and prepare for annual testing plan
  • Conduct regular checking with respect to staff dealing rules as well as other dealing restrictions and disclosure requirements

Requirements:

  • University degree in a related discipline
  • Minimum of five years' experience in compliance or relevant audit / risk management field covering a wide range of business areas
  • Knowledge and understanding of local laws and regulations, regulatory environment, key regulatory change initiatives and their impacts on the businesses
  • Good command of written and spoken English and Chinese including Putonghua
  • Self-motivated, with the ability to meet tight deadlines and work independently
  • Great sense of ownership and servicing mindset to ensure efficient and effective customer service processes

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