Assistant Financial Crime Risk Assurance Manager
- Recruiter
- Don Nelson Recruitment Limited
- Location
- Hong Kong
- Salary
- up to HK$50K
- Posted
- 05 Oct 2018
- Closes
- 30 Oct 2018
- Ref
- 4517157
- Contract type
- Permanent
- Hours
- Full time
- Experience level
- Manager
Responsibilities:
- Conduct risk-based compliance reviews to test the adequacy of controls in place within Business/ Function among the Bank's entities, identify potential or actual breaches and ensure corrective actions
- Track the status/ progress of corrective actions and prepare relevant MIs and reports for management
- Manage the completion of compliance risk assessments to identify relevant risks, and prepare for annual testing plan
- Conduct regular checking with respect to staff dealing rules as well as other dealing restrictions and disclosure requirements
Requirements:
- University degree in a related discipline
- Minimum of five years' experience in compliance or relevant audit / risk management field covering a wide range of business areas
- Knowledge and understanding of local laws and regulations, regulatory environment, key regulatory change initiatives and their impacts on the businesses
- Good command of written and spoken English and Chinese including Putonghua
- Self-motivated, with the ability to meet tight deadlines and work independently
- Great sense of ownership and servicing mindset to ensure efficient and effective customer service processes
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