VP Compliance (Wealth and Asset Management), Around 1M - 1.2M Base + Bonus (VPC/ERW190918)

2 days left

Hong Kong
13 Oct 2018
17 Oct 2018
Contract type
Full time

Large, prestigious financial services group is seeking to hire an experienced Compliance Manager for its Hong Kong office.


  • Providing compliance advice on new business products and initiatives and conducting research on the applicability of relevant regulations
  • Advising management, business, operations and other relevant departments on industry best practices and promoting compliance awareness and conducting training
  • Implementing policies and procedures in relation to, and regularly review of, product marketing materials, sales programs, and advertisements to ensure compliance with legal and regulatory requirements
  • Identifying and reporting allegations of non-compliance relating to protocols and suggest compliance planning improvements


  • Bachelor's degree or above
  • At least 8 years of related compliance experience with a financial services company
  • Knowledge and experience of different financial products (equities, bonds, commodities, derivatives or funds)
  • Strong communication skills in English and Chinese

If you are interested in finding out more about this career opportunity, please email your resume to Erica Wong, enquiries@ charterhouse.com.hk Tel: (852) 3151 1300 Web: www.charterhouse.com.hk

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