VP Compliance (Wealth and Asset Management), Around 1M - 1.2M Base + Bonus (VPC/ERW190918)

Hong Kong
06 Nov 2018
13 Nov 2018
Contract type
Full time

Large, prestigious financial services group is seeking to hire an experienced Compliance Manager for its Hong Kong office.


  • Providing compliance advice on new business products and initiatives and conducting research on the applicability of relevant regulations
  • Advising management, business, operations and other relevant departments on industry best practices and promoting compliance awareness and conducting training
  • Implementing policies and procedures in relation to, and regularly review of, product marketing materials, sales programs, and advertisements to ensure compliance with legal and regulatory requirements
  • Identifying and reporting allegations of non-compliance relating to protocols and suggest compliance planning improvements


  • Bachelor's degree or above
  • At least 8 years of related compliance experience with a financial services company
  • Knowledge and experience of different financial products (equities, bonds, commodities, derivatives or funds)
  • Strong communication skills in English and Chinese

If you are interested in finding out more about this career opportunity, please email your resume to Erica Wong, enquiries@ charterhouse.com.hk Tel: (852) 3151 1300 Web: www.charterhouse.com.hk

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