VP Compliance (Wealth and Asset Management), Around 1M - 1.2M Base + Bonus (VPC/ERW190918)
- Location
- Hong Kong
- Salary
- Excellent
- Posted
- 06 Nov 2018
- Closes
- 13 Nov 2018
- Ref
- 4565153
- Sector
- Accounting - Public practice
- Contract type
- Permanent
- Hours
- Full time
Large, prestigious financial services group is seeking to hire an experienced Compliance Manager for its Hong Kong office.
Responsibilities:
- Providing compliance advice on new business products and initiatives and conducting research on the applicability of relevant regulations
- Advising management, business, operations and other relevant departments on industry best practices and promoting compliance awareness and conducting training
- Implementing policies and procedures in relation to, and regularly review of, product marketing materials, sales programs, and advertisements to ensure compliance with legal and regulatory requirements
- Identifying and reporting allegations of non-compliance relating to protocols and suggest compliance planning improvements
Requirements:
- Bachelor's degree or above
- At least 8 years of related compliance experience with a financial services company
- Knowledge and experience of different financial products (equities, bonds, commodities, derivatives or funds)
- Strong communication skills in English and Chinese
If you are interested in finding out more about this career opportunity, please email your resume to Erica Wong, enquiries@ charterhouse.com.hk Tel: (852) 3151 1300 Web: www.charterhouse.com.hk
Charterhouse Partnership Hong Kong is here to assist you in your job search. Our experienced recruitment consultants will provide you career advise and assist you in develop a tailored job search strategy
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