GM Business Assurance

Sydney, New South Wales, Australia
14 Oct 2018
17 Oct 2018
Contract type
Full time
Key Responsibilities:
Working within the Branch Management team, the individual will be given the responsibilities for the following:
  • Coordination and preparation of Committee papers.
  • Facilitation and participation as required in committees/councils.
  • Assessment of the entities compliance with local and global regulatory requirements
  • Ensuring appropriate controls are implemented that are effective and ensure appropriate oversight of the first line controls.
  • Monitoring and evaluating the entities compliance with local and corporate policies/procedures/guidelines and controls.
  • Developing management level reports for Governance Committees.
  • Assisting with the review of quality assessments on AML/CTF processes including customer onboarding, customer due diligence, and periodic reviews.
  • Challenging current practices, escalating any gaps/instances of non-compliance identified in processes/controls and recommend appropriate remediation activity.
  • Assisting with Branch Management projects as required
  • Providing business support to Branch Management team and to the GM businesses as required.
Requirements :
  • Bachelor's degree required.
  • +5 years financial services or compliance or audit experience preferred.
  • Team player and self-motivated professional with the ability to work under pressure and manage multiple priorities while maintaining attention to detail.
  • Ability to adapt to a changing environment and take on new responsibilities.
  • Ability to collaborate and drive execution at all levels within the organisation and build strong professional relationships.
  • Strong project management and organisational skills.
  • Strong English language skills, both written and oral.
  • Strong computer skills including using Microsoft PowerPoint, Excel, and Word.