Senior Audit Manager - Investment Banking - Relocation Available

Hong Kong
Up to $1.4M Base + Bonus
28 Sep 2018
30 Sep 2018
Contract type
Full time

Job Scope

  • Review and complete processes and documentation of scoping, risk & control identification, control evaluation and observations in IA audit toolkit.
  • Lead discussions with clients regarding audit observations, consulting with the Director where necessary.
  • Build independent and respected relationships with clients on each audit and develop on-going relationships with key clients in aligned business area.
  • Write high quality observations and audit reports (with input from the audit team). Provide complete, accurate and timely information for IA reporting.
  • Manage audit teams on a day to day basis, working to ensure that audits progress as planned, as regards scope, budget and timetable.
  • Continue to update awareness of risk issues and changes across relevant business units and use this knowledge to update audit approach where necessary.
  • Develop a wide network of contacts across IA and the business to identify and work towards strategic goals.
  • Provide constructive feedback and evaluation to team members for audit assignments and support Directors in their assessment of Assistant Vice Presidents (AVPs)
  • Act as mentor and coach to less experienced team members and support others to develop. Provide guidance to AVPs during audit assignments. Own and drive personal learning to support achievement of career aspirations.

Essential Skills

  • Extensive experience in risk based auditing or risk/control activities
  • Relevant professional qualifications (e.g. CIA, MIIA, ACCA, CISA, for audit roles; technical qualification for specialist risk team roles; and graduate degree for all)
  • Practical understanding of relevant regulatory environment
  • Experience of managing audits/driving initiatives in a relevant field
  • Proven track record of high performance in previous roles to include senior client management

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