Audit Manager #110245

Hong Kong
12 Oct 2018
16 Oct 2018
Contract type
Full time
We Offer
At Credit Suisse in Asia Pacific, we're proud that Internal Audit is seen a key strategic partner to the business. Our risk-based methodology is reflected in truly dynamic audit plans that ensure that the function stays completely relevant and that we have the ability to flex to meet the evolving strategy of this key growth business. Our Auditors have the opportunity to build and maintain direct and lasting relationships with the Bank's leadership and are actively sought out for the meaningful advice and insights. Reflecting the Bank's entrepreneurial spirit, our Internal Audit function is also innovating; we're investing in new technologies, data analytics, and the latest training techniques, to ensure that both people and platforms are best in class.

The Credit Suisse Internal Audit department has 350 including 80 in APAC; with the vision of being a compelling voice inspiring confidence in the ability of the Bank to deliver its strategy. We play a pivotal role in safeguarding the Bank's control environment, seeking to deliver value-adding insights through audits and continuous risk monitoring activities to establish confidence in the Bank's control framework and ability to achieve objectives. We are seeking talented, proactive and energetic professionals to join the audit team and support management by providing assurance on the control environment supporting various Credit Suisse Group activities.

Key responsibilities include:
  • Execute a portfolio of audits, demonstrating an ability to effectively prioritize completing commitments in order to deliver against agreed timeframes
  • Demonstrate effective risk awareness, and develop targeted risk based of audit assignments
  • Identify key issues impacting businesses or functions under review, and partnering with Management to develop practical recommendations for the mitigation of associated risks
  • Maintain a good understanding of technical subject matter relating to Investment Bank related topics (e.g., Capital Markets, Structured Lending) including best practices and regulatory requirements
  • Execute continuous risk monitoring of business activities (e.g., business and functional governance forums, identifying and challenging emerging risks and control issues)
  • Partner with SME Heads of Audits to further understand key risks relating to the business.
Typical activities of an Internal Audit Manager aligned to the Head of Audit for APAC Financing, IBCM and UHNW include:
  • Supervise audit teams, provide on the job training during job assignments, and provide necessary oversight and guidance to ensure the audit is completed against relevant targets (e.g., budget, fieldwork timing, report clearance)
  • Responsible for the detailed planning, scoping, execution of audit testing, drafting of audit reports including reaching agreement on remediation of identified risks; in accordance with audit methodology
  • Provide feedback to team members on completion of audits
  • In partnership with aligned Head of Audit for APAC Financing, IBCM and UHNW; execute continuous risk monitoring to drive appropriate focus on identifying and responding to emerging risks, handling stakeholder relationships with senior business management, and advise business management of insights and thematic findings
  • Liaison with other team members, regional and global audit management during audit and continuous risk monitoring

You Offer
  • Minimum 7 years of experience in internal/external audit in financial institutions, or relevant experience in other control or risk management functions
  • Strong product knowledge of Investment Bank products and processes, particularly Capital Markets and Structured Lending
  • Good understanding of the regulatory requirements in Asia markets is a plus
  • Ability to operate autonomously, to drive a project / task forward and produce an end state product that can be presented to senior management with minimal revision
  • Effective verbal and written communication skills and experience of liaising across control areas. Ability to present risk concepts and issues in concise manner to diverse groups
  • Excellent analytical and quantitative skills
  • Bachelor's degree required or professional qualifications within a relevant field (e.g., CA, CFA)

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