Associate - Internal Audit

Hong Kong
02 Oct 2018
19 Oct 2018
Contract type
Full time

Key Responsibilities:

  • Assess areas of significant risks for the organization
  • Assist to develop internal audit annual work plan, processes and reviews using risk based approaches
  • Assist to conduct reviews for the board to ensure that the organization is effective in managing its risk, compliance requirements, and provide recommendations to the management for improving its effectiveness
  • Document and maintain records of inspections
  • Create audit report to the board and management with findings, conclusions, and recommendations
  • Assist the team to address the firms' regulatory needs on internal audit
  • Advise on ways of improving existing processes and assist management to implement recommended improvements
  • Follow up on remediation of actions
  • Produce reports to Group IA team as needed and directed


  • Hold a bachelor's degree from an accredited college or university
  • Around 4 years of working experience in financial services industry
  • Prior experience in risk, compliance or auditing roles with knowledge and experience in Chinese financial services firms, and their risk and regulatory environment will be a plus
  • Relevant professional qualifications will be a plus
  • Ability to manage complex projects on tight schedule
  • Good presentation skills
  • Good communications skills, including excellent written and spoken Chinese and English languages

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