Compliance Administrator

An independent client centric firm in Bromsgrove is seeking a Compliance Administrator.

The Company

My client is a financial planning and wealth management firm based in Bromsgrove, providing a tailored service that is independent and transparent.

Role

They are looking for a Compliance Assistant to provide support to the T&C Executive with the IFA recruitment process, ensuring that all regulatory and internal requirements are satisfactorily adhered to in a timely manner.

Responsibilities

• Assisting where necessary with the communications to recruitment candidates and business development on a regular basis
• Ensuring that all necessary records are updated to reflect current recruitment status
• To assist in the collation of T&C MI as instructed
• Collating regulated induction packs for staff and Advisers and updating the relevant records
• To administer annual and on-going fit and proper checks for IFAs and other regulated staff: Personal account dealing, gifts and inducements, credit checks, assets and liabilities updates

To be successful you will need:

• Experience in a customer-facing environment
• Good communication skills, interpersonal skills, approachability and professionalism
• A good standard of written, numerical and IT skills
• A high level of accuracy and attention to detail
• Experience within financial services industry is preferable

If successful, you will benefit from:

• Salary of up to £21,000
• Company benefits
• Free onsite parking
• Career development and support and funding for further exams
• Flexible working hours

This is an excellent opportunity for someone looking to build their career in fast-paced environment with a community feel. If you are a focused individual with good organisational and prioritisation skills and match our client's requirements, send your CV across now and we will be in touch with more information! Full job specification available.

Please visit the IDEX Consulting Ltd website for further opportunities. If your application is successful we will contact you to discuss the opportunity in more detail within 2 working days of receiving your application. If your application is unsuccessful, the information supplied may still be retained for use in connection with future vacancies. Due to the overwhelming application response we receive through various sources, should you not hear from us within one week then please assume your application has been unsuccessful.