Compliance Testing Specialist - FinTech(Open to bank and big 4 candidate)

Location
Hong Kong
Salary
Attractive Remuneration(Good bonus)
Posted
14 Aug 2018
Closes
22 Aug 2018
Ref
4333641
Sector
Digital, Legal
Contract type
Permanent
Hours
Full time

JOB RESPONSIBILITIES

  • Perform quality assurance on AML operations (KYC, Screening, TM)
  • Prepare compliance review report for themetic review and follow up on review findings remediation
  • Advise new product Due Diligence requirement and work with BD team for fulfilling compliance requirements
  • Prepare annual AML training plan, training material, and provide face to face training
  • Prepare monthly AML metrics for management reporting
  • Support manual transaction monitoring for newly launch products
  • Prepare quarterly regulatory transaction reporting
  • Handle local licensing matters and regulators enquiries
  • Review and maintain update compliance policy and procedures
  • Support Ad-hoc tasks delegated by Head of Compliance
  • Provide AML advisory support to business units and operations team

Requirement

  • at least 3 years financial crime compliance experience from banking or financial institution
  • willing to travel for business trip
  • Good command of both spoken and written English and Chinese

Please apply here or send your CV to s.lui@hamlynwilliams.com

Similar jobs

Similar jobs