Senior Compliance Manager

Work closely with the Senior Audit Manager using your expertise and experience to protect the assets, reputation and sustainability of this leading organisation.

Client Details

A multi-site, market-leading, support services group based in Bath, with an excellent reputation and culture within the audit team and wider business.

Description

The principal responsibilities of the Senior Compliance Manager based in Bath are:

• To monitor Regulatory change and developments in order to ensure the impact on Auxillis is highlighted and assessed,

• To identify and monitor the Regulatory risks that the organisation faces and ensure these are recorded and assessed,

• Work with and advise internal business partners to design, implement and maintain appropriate policy rules and controls,

• To monitor, assess and report on the effectiveness of these controls in the management of the organisations exposure to Regulatory risks,

• To help Senior Management to identify and resolve compliance difficulties as they occur and act as a functional expert with respect to Compliance matters.
• Schedule, monitor and ensure deliverer of ongoing internal Regulatory training for the organisation, to help ensure awareness of current regulation and to evidence regulatory compliance.

• Acts as the contact point with regulatory bodies, for example FCA, ICO, MOJ,

• Supports the HOGIARA in relations to mandatory regulatory tasks (Reporting, Fees Payments, Regulatory reviews and requests).

Profile

The ideal candidate for this Senior Compliance Manager role based in Bath:

Essential:

• Undergraduate degree

Or

• Having at least 10 years of experience with specific responsibilities for regulatory compliance.

• Has worked in a UK regulated industry

• Can demonstrates prior working experience and delivery of expert working knowledge of relevant regulatory environments.

• Has regularly engaged with or presented to Senior Management.
• Ability to travel within the UK, with overnight stays when required.

Desirable:

• Professional compliance Qualifications.

• Membership of relevant Professional Bodies
• Has managed a Compliance team.

Job Offer

Basic Salary: £45,000 - £55,000 (depending on experience);

Car allowance (cash)

On-site parking

Private medical

Company phone

Pension

Career progression