Regulatory Services Senior Officer (Sydney)

• Liaising with investors to obtain KYC files and identifying risks and outstanding documents before submission for approval;
• Presenting the KYC files to the regulatory services team and / or compliance team;
• Updating KYC files further to receipt of further information to complete the KYC files;
• Follow up KYC missing information with the investors;
• Being the key contact person for Alter Domus offices regarding Asia Pacific KYC;
• Liaising with clients and investors for the provision of FATCA services;
• Reporting U.S. investors to the relevant tax authorities for FATCA on behalf of clients;
• Being the key contact person for Alter Domus offices regarding Asia Pacific FATCA.

Your Profile:

• You hold a degree in Law, Finance or Economics;
• You have between 3 and 5 years' experience in AML / KYC and / or FATCA reporting;
• Experience with FATCA and CRS will be considered a distinct advantage;
• You have very good knowledge of Windows 7 and Microsoft Office 2013, especially in Excel;
• You are fluent in English (written and spoken);
• You are results-oriented person and aware of the risk management;
• You combine a large autonomy with the necessary attention to detail;
• You are autonomous, have strong organisational skills and abilities to adapt, you have excellent listening skills and interpersonal skills. You also possess the highest personal and professional integrity.