Risk and Controls Specialist (Independent Tester)

DLL is a global asset finance company for equipment and technology with a managed portfolio of more than EUR 44 billion. DLL provides financial solutions within the Agriculture, Clean Energy, Construction, Food, Healthcare, Industrial, Office Equipment, Technology, and Transportation industries in more than 25 countries. We partner with equipment manufacturers, dealers, distributors, as well as end users, to enable businesses to access equipment, technology, and software more easily.

DLL is committed to a more sustainable future for the environment and the communities in which it operates. To advance on this commitment, we have embedded sustainability into our business strategy. DLL combines customer focus and industry knowledge to provide financial solutions for the complete asset life cycle, including commercial finance, retail finance and used equipment finance.

With more than 55 years of industry experience, we understand the unique needs of our partners and customers around the world and work hard to provide flexible solutions to meet their objectives and to be a transition partner for a better world. Headquartered in Eindhoven, the Netherlands, DLL is a wholly owned subsidiary of Rabobank Group.

To read more about DLL, visit DLL - Official Website (dllgroup.com)

1. Provide the 2LOR challenge to the risk assessments performed by the 1LOR- Under the direction of the Head of CoE monitors/challenges/supports the countries in the region execution of the risk assessment. All Risks associated with the controls allocated to them are completed timely with supporting justification(s) of sufficient quality to support the risk levels.

2. Form an independent view on the effectiveness of the control Perform any interviews, investigations, re-performance necessary to be able to form a view as to whether the control is effective or ineffective.

3. This involves verifying that:

• The local control description fulfills the requirements of the control principle
• The local control description includes the 5W1H

4. Gather appropriate backup documentation to substantiate the Tester’s view and fulfil the required sample size

Gather the required proof to substantiate the Tester’s review including documents, reports, and screen prints etc. This involves:

• Gathering proof of control effectiveness (of all potential flows)
• Gathering proof that the SoD principles are met

5. Test controls for both design (DTR) / execution (OTR) with the frequency outlined as per the test cycle

All tests allocated to the Testers should be completed before the deadline set by Group Control/IRM (Delegated responsibility to monitor completion of CSAs in the countries). All tests (/DTR and OTR) are completed on time. The required documentation to back up the test result is uploaded by the deadline to the appropriate system location.

• Tertiary qualification(s) in Business studies/Finance.
• 5+ years’ experience working in an Equipment Finance, operational/securities or similar environment.
• Previous experience with Audit, ICFR (SOX) and/or independent testing including documentation is an advantage.
• Professional experience with background in Risk, Compliance and/ or Finance an advantage.
• Consultative approach to internal stakeholders, to encourage and sustain company-wide support for process review improvement and controls implementation.
• Internal customer focus (Risk, Legal, Operations), to undertake process and control testing.
• Strong influencing and analytical skills.
• Strong understanding of audit process and control requirements.
• Good written and verbal communication skills.
• Able to elicit cooperation and support from key process owners.
• Ability to work for sustained periods with minimal supervision.
• Able to develop timetables for various tasks with competing priorities and re-prioritise tasks quickly and in line with management expectations.
• Sound understanding of leasing products preferred but not essential.

• Two working days per year volunteering for a local charity
• Flexible hours with possibility to work from home (within job scope)
• Career development opportunities: online learning, member development programs, Company insurance package

• The selection process may involve an assessment.
• For more information you can contact Viyana Koli, HR Lead, via koli@dllgroup.com; prachi.pandey@dllgroup.com

Screening is part of the application procedure and DLL screens all new employees according to the “DLL Global Screening Policy” in order to ascertain whether the applicant may hold a position at DLL.

DLL Group specializes in asset-based financial solutions for equipment manufacturers, dealers and distributors in the Agriculture, Food, Healthcare, Clean Technology, Transportation, Construction, Industrial and Office Technology industries. DLL Group operates in more than 25 countries to enable businesses to obtain and use the assets they need to contribute meaningfully to the world. Its offerings include vendor finance, commercial finance, life cycle asset management, consumer finance, leasing and factoring. For more information about our organization, visit www.dllgroup.com.

In India, DLL Group operates as a Shared Service Centre (SSC) providing a best-in-class captive service delivery platform that centralizes, runs, transforms and automates processes of other DLL Group entities to help them to achieve their operational and financial objectives.

For further information, and to apply, please visit our website via the “Apply” button below.