State Street

Compliance Regulatory Liaison, Vice President, Hybrid

Recruiter
State Street
Location
Munich, Germany; Frankfurt, Germany/Hybrid
Salary
Not disclosed
Posted
05 Nov 2024
Closes
02 Dec 2024
Ref
R-761173
Approved employers
Approved employer
Contract type
Permanent
Hours
Full time
Experience level
Manager

Who we are looking for:

SSBI (State Street Bank International) Compliance Regulatory Liaison m/f/d reports directly to SSBI Head of Compliance, and collaborates closely with SSBI Senior Management and State Street Global Compliance Regulatory Liaison Office. In this role you will contribute to fostering a positive regulatory culture and promoting proactive interaction with regulatory agencies. You will assist in the formulation and execution of the regulatory strategy by assessing areas of supervisory focus, monitoring the regulatory landscape, and evaluating regulatory intelligence.

The role can be performed in a hybrid model, where you can balance work from home and from the office in Frankfurt or Munich.

What you will be responsible for:

  • Representing the unified voice of executive management as a key centralized point of contact for regulatory matters
  • Executing decisively on strategic and tactical priorities related to building and maintaining a strong regulatory posture and managing regulatory risk
  • Credible and effective support executive management with regulatory risk management through the provision of regulatory information and advice (i.e., intelligence, reporting, briefings)
  • Promoting a consistent, proactive and transparent communication approach to build trust with regulators
  • Helping the firm successfully navigate regulatory exams and interactions and oversee robust and responsive remediation programs
  • Developing and promulgating effective and sustainable frameworks that drive quality and consistency with respect to regulatory matters
  • Facilitating alignment and coordination with the Global Compliance Regulatory Liaison Office
  • Managing a team of 4 compliance professionals

Education and Preferred Qualifications:

  • Minimum of least 7 years’ of financial services experience in any of the following disciplines: Bank Regulator or Examiner, Compliance, Legal or equivalent work experience
  • Sound understanding of regulatory agency supervisory process and experience working with regulators
  • Demonstrated effective written and verbal communication skills, including the ability to communicate technical topics in concise terms
  • Ability to manage multiple projects and deadlines simultaneously
  • Bachelor’s Degree in Business Administration, Finance or Accounting preferred
  • Fluency in English required, German language skills desired

We offer

  • Flexible working time
  • Work from home days might be possible depending on the role
  • Depending on legal entity 37,5 or 40 working hours per week
  • Pension plan offering
  • Wellbeing & health programs (anonymous Employee Assistance Program, PME Family Service, trainings)
  • Group accident insurance
  • Mentoring program
  • Regular performance reviews and structured performance management
  • Personal development possibilities and extensive web based training catalogue
  • Free German and English language classes
  • Global Inclusion, Global Outreach and Corporate Citizenship programs
  • Dynamic, diverse, international, and multicultural working environment with English company language

About State Street

What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we’re making our mark on the financial services industry. For more than two centuries, we’ve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.

Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. You’ll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.

Inclusion, Diversity and Social Responsibility. We truly believe our employees’ diverse backgrounds, experiences and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs and access to employee networks that help you stay connected to what matters to you.

State Street is an equal opportunity and affirmative action employer.

Discover more at our career website.

End Date: November 30, 2024

For further information, and to apply, please visit our website via the “Apply” button below.

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