Wealth Management Compliance Analyst (Monitoring)
- Recruiter
- Robert Half
- Location
- London (Greater)
- Posted
- 23 Sep 2017
- Closes
- 27 Sep 2017
- Job role
- Accountant
- Sector
- Accounting - Public practice
Robert Half Financial Services are representing a boutique Wealth Manager to recruit for a Compliance Analyst with 2-3 years experience to assist with the monitoring project role. The position with be initially 3-6 months with possibility of going permanent.
The Compliance analyst will have the ability to hit the ground running and ideally come from a Wealth Management background.
Basic duties for the Compliance Monitoring Analyst:
* Internal audit function for compliance.
* Mapping all activities for all the riles that monitor it over time.
* Sample of telephone calls, samples of deals.
* AML Monitoring
* Give presentation to the business to help the business keep in line with regulations.
Salary
£250 - £350
Robert Half Ltd acts as an employment business for temporary positions and an employment agency for permanent positions. Robert Half is committed to equal opportunity and diversity. Suitable candidates with equivalent qualifications and more or less experience can apply.
The Compliance analyst will have the ability to hit the ground running and ideally come from a Wealth Management background.
Basic duties for the Compliance Monitoring Analyst:
* Internal audit function for compliance.
* Mapping all activities for all the riles that monitor it over time.
* Sample of telephone calls, samples of deals.
* AML Monitoring
* Give presentation to the business to help the business keep in line with regulations.
Salary
£250 - £350
Robert Half Ltd acts as an employment business for temporary positions and an employment agency for permanent positions. Robert Half is committed to equal opportunity and diversity. Suitable candidates with equivalent qualifications and more or less experience can apply.