Global Markets Operations - Trade Surveillance Regulatory Control Lead - Vice President

Operations
Our Operations group provides support for all of Deutsche Bank's businesses to enable them to deliver operational transactions and processes to clients. Our people work in established global financial centres such as London, New York, Frankfurt and Singapore, as well as specialist development and operations centres in locations including Bucharest, Moscow, Pune, Dublin and Cary. We move over EUR 1.6 trillion across the Bank's platforms, support thousands of trading desks and enable millions of banking transactions, share trades and emails every day.

Our goal is to deliver world-class client service at exceptional value to internal partners and clients. A dynamic and diverse division, our objective is to make sure that all our services are executed in a timely and professional manner, that risk is minimised and that the client experience is positive. We are proud of the professionalism of our people, and the service they deliver. In return, we offer career development opportunities to foster skills and talent.
We work across a wide range of product groups, including derivatives, securities, global finance and foreign exchange, cash and trade loans and trust and securities services as well as cross-product functions.

Position Overview

Overview:

The Independent Review Group (IRG) is an independent Level 1 control function performing trading surveillance across Global Markets.

IRG are closely aligned with front office whilst maintaining segregation to perform a review and challenge control - identification and prevention of potentially fraudulent trading activity. The platform provides sophisticated analytics to generate meaningful alerts, automated workflow and management reporting to support the monitoring and fraud detection process.

Key responsibilities:

• Conduct detailed analysis of trading data across debt and equity products globally, providing insights into trends and trader behaviour across all businesses and regions.
• Manage risk cases covering investigation and follow up within the defined timeframes
• Apply this analysis to refine and improve Key Risk Indicators used in the platform (including definition and acceptance testing)
• Identify opportunities for improving data quality
• Process ad-hoc support for requests from Front Office Supervisors, Front Office Business Managers or the Oversight Committee for granular information and reports relating to trading behaviour / activity
• Co-ordinate efforts in implementing the changes to processes, system feeds, Key Risk Indicators, management information and workflow changes (including definition and acceptance testing)
• Implement strategy, standards and policies as the function expands across globally
• Advise on trading strategies and provide context to potentially fraudulent scenarios.
• Interact and manage communications & engagement with external regulators and audit.
  

You will have:

• Trading or broking experience
• A strong statistical background
• Excellent analytical skills, with the ability to solve problems independently
• Good knowledge of trade booking practices and systems. Middle office background beneficial.
• Excellent understanding of the controls relating to the complete trade life-cycle
• Experience of analytical based market initiatives production
• Superior Microsoft Excel, Access, and Visual Basics for Applications (VBA) skills
• Advanced knowledge in MS (MS Office) products
• A relevant degree or equivalent experience

You will be:

• A proven self-starter who demonstrates strong verbal & written communication skills with experience of reporting to senior management.
• Ability to work in fast paced environment, keep pace with technical innovation and maintain a broad understanding of the Global Markets trading landscape.
• Good at communicating to all levels and able to share information and transfer knowledge and expertise to colleagues locally and globally.
• Open minded and able to see the bigger picture.

Deutsche Bank offers a challenging and rewarding career where your contribution is valued and rewarded. We have an inclusive and friendly working environment coupled with excellent facilities and benefits.

Deutsche Bank is an equal opportunity employer who seeks to recruit and appoint the best available person for a job regardless of marital status, sex (including pregnancy), age, religion, belief, race, nationality and ethnic or national origin, colour, sexual orientation or disability.