HSBC China

Assistant Risk and Control Manager, 1LOD Assurance, HSBC Fintech

HSBC China
Shanghai, China
Competitive salary
08 Feb 2024
08 Mar 2024
Approved employers
Approved employer
Job role
Experience level
We are currently seeking an experienced professional to join our team.

In this role, you will:

With a reporting line to the PINF Risk and Control Seninor Manager of HSBC Pinnacle Fintech, this position, as a specialist individual contributor, will engage with all 3 lind of defences internally and regulator externally and assist Risk and Control Senior Managers to ensure the consistent and effective implementation of the risk and control strategy as set out in the HSBC Operational Risk Management Framework and other related Group and Local policies.

This role assists with the implementation of the Risk and Control strategy as set out by the Head of Business Control or team leader. This role will ensure the consistent and effective implementation and performance of operational Risk and Control assurance across Pinnacle Fintech ("PINF") and its service recipients (incl. INSH, PINB, and etc.).

This role will be mainly tasked according to Head of Business Control or team leader's assignments within the scope which including but not limited to: RCA (Risk and Control Assessment), thematic control checking or testing, internal/external event review, management issue review, 1st line governance forum (e.g. FLOD) supporting, 1 st line Risk and Control MI, 1 st line TPRM (Third Party Risk Management), 1 st line BCM (business continuity management), CITRO/BIRO, and other 1 st line risk and control responsibilities assigned by team leader, to both PINF and its service recipients.

This role will engage with all 1 st Line teams, 2 nd line of defense and 3 rd line of Defense at the direction of the Head of Business Control and Strategy or team leader.


To be successful in the role, you should meet the following requirements:
•To support key business stakeholders including risk owner, control owner, issue owner, and action owners to carry out robust risk and control assessment, challenge control weakness identified and monitor management action plan statuses;
•To organize and carry out control testing and other control review plan to ensure continuous monitoring the key controls;
•Keeping abreast of rapidly changing statutory and regulatory reporting requirements, assisting in the continual review and updating of processes to ensure that the highest standards of control and integrity are maintained.
•6+ years' experience on Operational Risk Management (or at least 3 years' risk consultant or internal audit experience), preferable with life insurance or related financial industry.
•Good understanding and knowledge of Operational Risk and Internal Control principles, ability to assess risk trends, and hands-on experience in risk and control assessment, control identification and testing design.
•Good knowledge and understanding of operations and technology risks and the ability to interpret operations and technology risk findings.
•Expert and extensive level of cyber and information system risk knowledge is preferred.
•Strong analytical and problem solving skills.
•Attention to detail combined with strong delivery focus and ability to meet aggressive timeframes with quality results.
•Understanding the continually changing needs of both external and internal customers.
•Good understanding of HSBC and how it works as it would be a steep learning curve for any external candidate

You'll achieve more when you join HSBC.

HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within and inclusive and diverse environment. Personal data held by the Company relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website./RG

Issued by HSBC FinTech Services (Shanghai) Company Limited

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