Senior Compliance Advisor cum Company Secretary, Director/SVP

Major responsibilities:

• Act as Senior Compliance Advisor for the Group, currently with businesses operating under asset management and private equity;
• Perform full spectrum of Company Secretarial duties for listed companies, including but not limited to, statutary filings, announcement, preparation of board minutes, resolutions, setting up entities, obtaining relevant license and business registration etc;
• Co-ordinate board meetings and general meetings;
• Update and maintain statutory records for Group companies;
• Such other duties as shall from time to time be directed by CEO.

Requirements:

• Bachelor Degree or above, preferably major in Business, Finance and Law;
• Possesses formal studies in Company Secretary/Corporate Governance;
• An Associate member of HKICS/ ICSA;
• Min 10 years' working experience in Compliance and Company Secretarial work for Hong Kong listed company - preferably working experience in finance, investment banking, private equity company or professional firm;
• Well versed in SFO, Listing Rules and Takeover Codes;
• Experienced in Compliance monitoring and advisory, particular in asset management and investment areas;
• Hands-on experience in setting Compliance framework, policy and guidelines and providing compliance updates and training where applicable;
• Detail-oriented, diligent, devoted, multi-tasking, with good leadership and managerial skills;
• Excellent command of English and Chinese (Putonghua and written Chinese)

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