State Street

Global Market Audit, Vice President, Hybrid

Recruiter
State Street
Location
Boston, Massachusetts/Hybrid
Salary
Not disclosed
Posted
07 Jun 2023
Closes
15 Jun 2023
Ref
R-736448
Approved employers
Approved employer
Contract type
Permanent
Hours
Full time
Experience level
Manager

Who we are looking for

We are looking for a Corporate Audit, Vice President to join our Global Markets Audit Team to provide leadership in executing Audit’s assurance coverage over the Global Link business. Global Link is a product within State Street’s Global Markets Division and offers customizable trading and workflow solutions. The electronic trading platforms within this business are intended to increase transparency, improve trading efficiency and deliver quantifiable trade cost analysis for clients. In this role, you will report directly to the Corporate Audit Managing Director for Global Markets, and you will support the annual audit planning and development, risk assessment, scoping and execution of audits related to the Global Link processes and risks. This role is based out of Boston, Massachusetts.

This role can be performed in a hybrid model, where you can balance work from home and office to match your needs and role requirements.

Why this role is important to us

The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To make that happen we need teams like yours to help navigate employees and the organization as a whole. In your role you will strive for cutting-edge solutions, that are straightforward and scalable. You will help us build resilience and execute day to day deliverables at our best. Join us if making your mark in the financial services industry from day one is a challenge you are up for.

What you will be responsible for

As Global Market Audit, Vice President you will:

  • Engage proactively with Global Markets leadership and second line of defense teams to identify critical functions and key controls in order to establish and execute an audit coverage plan.
  • Support the execution of a risk-based audit plan, review and approve audit work products to ensure thorough effective coverage and timely and effective escalation of issues and conclusions.
  • Draft, review, finalize and communicate audit deliverables, including audit findings, memos and audit reports to senior and executive management.
  • Prepare relevant risk and audit reporting to key stakeholders including executive management and governance committees.
  • Participate as a non-voting member of various business committees and management working groups, promoting balanced discussions and encouraging challenge and debate.
  • Maintain effective partnerships with key senior leaders in the Global Link organization by identifying potential control risks and gaps while development and implementation activities are underway.
  • Influence effective and sustainable improvements to processes and controls through insights gained based on risk and control expertise.
  • Manage, coach and develop staff, including participating in the talent management, staff evaluation, and new hire processes.
  • Provide insight on the evolving regulatory environment and interact with regulators.
  • Stay abreast of industry matters and efficiently and effectively apply applicable new developments in audit projects.

What we value

These skills will help you succeed in this role:

  • Ability to manage complexity, effectively prioritize multiple tasks and work independently in non-routine situations and in a fast-paced environment.
  • Solid understanding of capital markets businesses and related regulatory requirements and management practices.
  • Strong understanding of information technology risks and controls
  • Excellent analytical, problem resolving, communication (written and verbal), interpersonal, organizational and presentation skills.
  • Demonstrated experience in managing diverse teams, and large-scale projects.
  • Strong client relationship.
  • Fluency in English - written and spoken.

Education & Preferred Qualifications

  • 10 plus years of experience in Public Accounting, Internal Auditing, Capital Markets or Electronic Trading
  • Bachelor’s degree, preferable in finance, accounting or related field
  • Advanced degree or certification (CFA, FRM, CPA, CIA, CISA) preferred.
  • Experience executing or auditing capital markets-related and / or electronic trading businesses.

Additional requirements

While majority of the time you will work from your primary location, some domestic and international travel may be required to a variety of locations where State Street operates.

Are you the right candidate? Yes!

We truly believe in the power that comes from the diverse backgrounds and experiences our employees bring with them. Although each vacancy details what we are looking for, we don’t necessarily need you to fulfil all of them when applying. If you like change and innovation, seek to see the bigger picture, make data driven decisions and are a good team player, you could be a great fit.

About State Street

What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we’re making our mark on the financial services industry. For more than two centuries, we’ve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.

Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. You’ll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.

Inclusion, Diversity and Social Responsibility. We truly believe our employees’ diverse backgrounds, experiences and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs and access to employee networks that help you stay connected to what matters to you.

State Street is an equal opportunity and affirmative action employer.

Salary Range:

$100,000 - $167,500 Annual

The range quoted above applies to the role in the primary location specified. If the candidate would ultimately work outside of the primary location above, the applicable range could differ.

For further information, and to apply, please visit our website via the “Apply” button below.

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