Compliance Sr. Analyst

Compliance Sr. Analyst
At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application!

What You Can Expect At BBH:

If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever you can. You will have direct access to clients, information and experts across all business areas around the world. BBH will provide you with opportunities to grow your expertise, take on new challenges, and reinvent yourself—without leaving the firm. We encourage a culture of inclusion that values each employee’s unique perspective. We provide a high-quality benefits program emphasizing good health, financial security, and peace of mind. Ultimately we want you to have rewarding work with the flexibility to enjoy personal and family experiences at every career stage. Our BBH Cares program offers volunteer opportunities to give back to your community and help transform the lives of others.

At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application!

Join us as a Compliance Sr. Analyst.

We are looking for an experienced Compliance professional with some expertise in Poland Law and regulation, some in Luxembourg or Ireland banking or fund law and regulation (incl. AML) would be an advantage. If you are successful in your application for the Senior Compliance Analyst you will be responsible for ensuring BBH Krakow’s activities follow the necessary rules and regulations by providing compliance support and expertise within established guidelines. Specific responsibilities include identifying and resolving problems taking into consideration internal guidelines and outside regulatory requirements. To be successful in this role you will need to be able to operate in an autonomous manner in some instances and escalate issues as necessary. You will need to leverage your technical expertise in regulatory and compliance related issues to act as trusted advisor to BBH's business lines. You will report directly to one of the Director of InServ Compliance .

This role would be suitable for a big 4 Manager in the Luxembourg funds industry and or in the Polish Banking industry.

Some of your key responsibilities include:

• Compliance Policy, Process and Documentation: Review new regulatory requirements as well as regulatory consultation documents for changes which may impact the BBH Krakow office. Identify regulatory issues which may impact local business and document these for presenting it to the Local Exco and to your Manager being the Director of InServ Compliance and eventually to the broader Compliance team
• Compliance Advice, Issue Identification / Escalation and Business Planning: Provide sound technical compliance advice to the BBH Krakow business and assist internal clients to identify compliance risks and develop effective mitigation initiatives. Identify trends in recurring compliance violations and inquiries and collaborate with other team members to improve compliance procedures and processes, training materials and forms. Identify regulatory issues which may impact local business and document these for presenting it to the Local Exco and to your Manager being the Director of InServ Compliance and eventually to the broader Compliance team
• Compliance Team, Supervision, Training, Management and Business Training: Prepare training materials and deliver training to the BBH Krakow office (with support from business and or broader compliance team as considered necessary). Ensure training topics reflect current Compliance focus and that training material is updated to reflect any regulatory changes
• Compliance Monitoring: Assist in developing and maintaining the Compliance Risk Assessment and the annual Compliance Monitoring Plan. Undertake compliance testing, as required. Prepare compliance findings for presenting it to the Local Exco and to your Manager being the Director of InServ Compliance .

What we offer:

• 2 additional days added to your holiday calendar for Culture Celebration and Community Service
• Private medical care for you and your family
• Life Insurance
• Hybrid Working Opportunities
• Professional trainings and qualification support
• Thrive Wellbeing Program
• Online benefit platform
• Contracts for an indefinite period of time with no probation period

Desired Qualifications:

• Expertise in the financial services industry and current regulatory requirements as they relate to the Fund industry, especially Alternatives Funds, related support function including transfer agency and fund accounting/ administration services
• Expertise of applicable Polish laws and regulation applicable in the financial sector and eventually of Luxembourg and Ireland banking or fund laws and regulation (as opposed to procedure)
• Experience and knowledge of rules and standards including AML/KYC, Data Protection, Outsourcing and Anti-Fraud laws and regulations
• Client / Regulators facing skills and experience will be an advantage
• Minimum 6 years experience in the Luxembourg/ Ireland/ Poland funds industry

What You Can Expect At BBH:

If you join BBH you will a find collaborative environment that enables you to step outside your role to add value wherever you can. You will have direct access to clients, information and experts across all business areas around the world. BBH will provide you with opportunities to grow your expertise, take on new challenges, and reinvent yourself—without leaving the firm. We encourage a culture of inclusion that values each employee’s unique perspective. We provide a high-quality benefits program emphasizing good health, financial security, and peace of mind. Ultimately we want you to have rewarding work with the flexibility to enjoy personal and family experiences at every career stage. Our BBH Cares program offers volunteer opportunities to give back to your community and help transform the lives of others.

At Brown Brothers Harriman, we believe no job is too big or small for any of us to handle if it helps our clients. We value passionate, committed people who enjoy collaborating with others to find new solutions to complex business challenges. We are looking for the type of person who speaks their mind, truly listens and steps outside their role to add value wherever they can. Someone who is driven to get things done and views obstacles as an exciting challenge that demands a creative solution. Above all, we seek someone who takes great pride in their work and is inspired and motivated by their role in protecting and enhancing our client’s financial well-being.

If you are looking for an entrepreneurial environment where you can learn and thrive, Brown Brothers Harriman is the right place for you.

For further information, and to apply, please visit our website via the “Apply” button below.