Associate/Executive - Regulatory Compliance Solutions

Key Responsibilities

• You will be part of a special ‘dedicated’ support team focused on ensuring all the required activities regarding the regulations and laws to comply to international regulatory frameworks;
• Perform and review FATCA / CRS classifications based on the relevant document and information of the existing and new clients;
• Prepare the bank forms / W8 forms / CRS forms according to the defined classifications, and further perform the due diligence which is in line with internal procedures implementing the FATCA / CRS laws when applicable (i.e. registration with local tax authorities, return filing, etc.) ;
• Where applicable, act as the main point of contact with competent authorities regards the CRS / FATCA matters and respond to requests for information within the requisite periods;
• Perform CDD procedures (i.e. information gathering, name screening, etc.) in accordance to international and local AML / KYC regulations as well as client’s internal procedures;
• Provide investor services (i.e. investor AML / KYC, ongoing monitoring, capital call and distribution statements preparation, etc.) to offshore fund clients;
• Ensure adequate FATCA / CRS / AML / KYC logs and filing records are properly maintained;
• Assist clients with ad-hoc requests in relation to their ongoing FATCA / CRS / AML / KYC obligations, and advise them on general matters arising; and
• Keep abreast of industry developments and trends in order to review new legislation and compliance issues

Key Skills and Qualifications

• A bachelor’s degree or equivalent from a recognized university or college, law knowledge or studies is an advantage;
• 1 years’ relevant experience in international tax / tax compliance / regulations / accounting / project management;
• Work experience in FATCA / CRS / AML / KYC will be considered as a distinct advantage;
• Having knowledge on FATCA / CRS / AML / KYC regulations will be preferable;
• A team player with strong communication and analytical skills;
• Meticulous, well-organized and conscientious with a high level of work initiative;
• Exhibit an appreciation of the risk impact of actions undertaken, with a good risk and control perspective;
• Willingness to respond positively to changing circumstances and emergency situations;
• Proactively participate in continuously improving services;
• Excellent spoken and written English and Chinese, with a good command of Putonghua to communicate effectively with staff and diverse international clients;
• Proficient in Microsoft Office suite, especially in Excel

Applications close: 23 Jun 2023 China Standard Time

For further information, and to apply, please visit our website via the “Apply” button below.