Morgan Stanley

Finance Risk and Assurance RRQA Analyst (Finance)

Mumbai (MSA)-Maharashtra-India
Not disclosed
03 Feb 2023
15 Feb 2023
Approved employers
Approved employer
Contract type
Full time
Experience level
Qualified accountant

Job Description

We are looking to hire an Analyst in the Finance Division's Risk, Information Security and Control Group (FinRISC), specifically into the Regulatory Reporting Quality Assurance team (RRQA). The FinRISC group is represented in our New York, Glasgow, London, Tokyo and Hong Kong offices performing an oversight, governance and execution role in relation to the Finance SOT division in support of the Firm's operational risk programs and objectives. The group interacts across all areas of Finance, Firm Operational Risk Department, the Front Office, Internal Audit as well as Operations, providing accurate risk reporting across Finance whilst furthering the risk management culture and infrastructure. The RRQA team works collaboratively across New York, Glasgow and Mumbai on a validation programme to support the continuously expanding regulatory reporting environment impacting the Morgan Stanley Finance Division.

The RRQA Analyst will be responsible for performing activities related to Regulatory reporting validation programs and quality assurance on a global basis. They will work to promote completeness, accuracy and validity of regulatory reporting data quality by independently validating various Regulatory Reporting processes and controls from transaction capture through to final regulator reporting. Products subject to review may include derivatives, secured financing transactions, loans, securitizations, debt and equity.

Key responsibilities:

  • Participating in walkthroughs, assessing the internal control environment by performing controls and substantive testing
  • Validating transaction capture through regulatory reporting processes and assessing the internal control environment by participating walkthroughs and performing control and sample data testing
  • Analysing identified issues for their impact on capital and other upstream and downstream processes or systems, as well as escalating these issues.
  • Cultivating relationships across the Finance organization with key constituency groups, such as Regulatory Reporting, Product Controllers, Operations, Treasury, Technology, Credit Risk, and Market Risk.
  • Working with review leads in drafting recommendations and liaising with the business units to remediate risks, findings and gaps identified during the validation process
  • Monitoring, tracking and reporting project progress to Senior Management


Skills Required:

  • Qualified CA
  • Ability to organize and present data in a meaningful way, including analyzing and summarizing detailed information from various sources.
  • Strong written, communication, and presentation skills, including the ability to liaise with and influence senior subject matter experts
  • Strong quantitative and qualitative analytical skills
  • Ability to multi-task, adapt, and work well under pressure
  • Ability to work within a team and to collaborate with peers and leadership to create effective solutions to validation issues
  • Ability to create and manage detailed project plans including managing interdependencies
  • Advanced Excel, Word, and PowerPoint skills
  • Sense of ownership and accountability for work
  • Possesses strong project management and interpersonal skills, makes sound decisions, exhibiting initiative and intuitive thinking

Skills Desired:

  • Up to 1 years experience will be preferred.
  • Understanding of Financial Services or the Banking Industry.
  • Understanding of global and regional regulatory regimes and reporting such as Basel Frameworks, CAAP processes, RRPs and others

For further information, and to apply, please visit our website via the “Apply” button below.

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