UBS

IB Operational Risk Control Officer Digital Platform &Technology

Recruiter
UBS
Location
Nashville, New York, United States - New York, United States - Tennessee
Salary
$160,000 to $200,000 based on experience, education, and skill level
Posted
27 Jan 2023
Closes
17 Feb 2023
Ref
247031BR
Approved employers
Approved employer
Job role
Compliance/risk
Your role
Are you independent, analytical and have strong organizational skills? We are looking for an organized, motivated, and adaptable candidate with exceptional good judgement to support the Americas Investment Banking (IB) Operational Risk Control (ORC) team within C&ORC. The successful candidate will provide independent oversight, review, and challenge to the UBS Digital Platforms, Technology, and Third parties within the IB businesses in the Americas

Are you independent, analytical and have strong organizational skills? We are looking for an organized, motivated, and adaptable candidate with exceptional good judgement to support the Americas Investment Banking (IB) Operational Risk Control (ORC) team within C&ORC. The successful candidate will provide independent oversight, review, and challenge to the UBS Digital Platforms, Technology, and Third parties within the IB businesses in the Americas.

•act as an Operational Risk Control subject-matter expert covering UBS Digital Platforms, Technology, and Third parties within the IB businesses in the Americas.
•evaluate the operational risk profile and the impact of changes in the internal control and operating environment.
•review, challenge, and guide business management stakeholders including COO, Business Risk Management, Desk Heads in the identification, assessment, and control of operational risk.
•utilize data and metrics to facilitate the identification, assessment, and review and challenge of operational risks and the internal control environment.
•support business aligned operational risk activities, including event reviews, new business initiative reviews, issue management, and control assessments.
•lead and develop thematic reviews, control assessments, and other risk initiatives.
•actively participate in Operational Risk Framework requirements such as Risk Appetite, Risk Identification for RCSA, and review of manual business processes.
•provide operational risk training and guidance and participate and provide input in regulatory exams and inquiries.
• review and challenge of the First Line of Defense's risk-taking and risk assessments.
•evaluation of new products and other business initiatives for operational risks and suitability of mitigation and monitoring strategies.
•monitoring operational risks, risk indicators, and indicators of the performance of the control environment.
•independently evaluate the line of business operational risk profile, including risk analysis, culminating in monthly and quarterly Divisional Operational Risk Reporting.
•engage in relevant cross- functional stakeholder groups on initiatives to be informed of impacts to the business, operating environment, operational risks, and internal controls.
•influence executives within Operational Risk Control and the business on operational risks and actions required to mitigate risk.
•lead independent thematic reviews, deep dive investigations, horizontal and/or end-to-end assessments, root-cause analysis and trending, and control assessments

Your team
C&ORC is part of the Global GRCG organization with 2,900 staff across the Americas, Europe, and Asia. You will be working in our Americas C&ORC team based in New York, Weehawken, or Nashville reporting into the Americas Head of IB Operational Risk Control, Americas. This is a dynamic, driven, diverse, and collaborative team of professionals, with oversight responsibility for managing the compliance and operational risks arising from the UBS Digital Platforms, Technology, and Third parties within the IB businesses for the Americas
Operational Risk Control (ORC) is a unit within Compliance & Operational Risk Control, whose main purpose is to independently ensure that all operational risks are understood, owned, and managed to the firm's risk appetite. ORC provides independent oversight of the operational risks arising from the IB business activities to support the C&ORC vision, be an industry leading function in the effective oversight of consequential risk management and help drive sustainable performance and the right outcomes for our clients, markets, and people

Diversity helps us grow, together. That's why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.

Your expertise
•a bachelor's degree in computer information systems, computer or data science, engineering, or a related field, advanced degree or professional certification preferred
•ideally 8+ of prior experience in trading and capital markets businesses and operations, and/or financial institutions' operational and/or information risk management and internal control, audit, or examination function
•product-specific knowledge and experience in managing risks of digital platforms, artificial intelligence and machine learning, and topical knowledge of data governance and data ethics
•experience with foundational data analytics to use data and metrics to analyze risks and risk drivers towards data-driven risk monitoring and data-informed review and challenge
•experience executing from thoughtful, thorough, and structured analytical reviews towards forming defensible and fact-based conclusions
•project management experience, including planning, execution, and reporting and experience in driving successful project outcomes
•team-oriented with strong interpersonal skills, able to manage priority conflicts in a fast-paced and dynamic environment

About us
UBS is the world's largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?

Salary information
CA, CO, WA and NY based roles: The salary range for this role is $160,000 to $200,000 based on experience, education, and skill level. This role may be eligible for discretionary incentive compensation. For benefits information: ubs.com/usbenefits.

Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?

Disclaimer / Policy Statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

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