Operation Risk Control Analyst #217078
- Recruiter
- Credit Suisse
- Location
- Raleigh-NC-United States
- Salary
- Not disclosed
- Posted
- 25 Jan 2023
- Closes
- 25 Feb 2023
- Ref
- 217078
- Contract type
- Permanent
- Hours
- Full time
- Experience level
- Qualified accountant
This is an exciting opportunity to support US Regulatory Quality Assurance Team that will be accountable for testing the completeness and accuracy of US regulatory reports and monitoring of controls within the regulatory reporting production process.
Implementing a Regulatory Quality Assurance program, including:- Carrying out a risk-based test plan for US Regulatory Reporting Conduct testing on a risk basis that would highlight significant report elements.
- Risk Assessment score assigned to regulatory reports should be considered to determine sample size and report elements
- Review applicable report procedures and identity key controls, and identify any control gaps, Review Regulatory report work papers/supporting documentation Schedule and conduct “Front to Back” (F2B) process meetings/reviews with Report Owners and Data Providers to ensure that all key controls in the F2B process have been appropriately identified and handoffs confirmed.
Your new team is very diligent with a detailed understanding of investment banking products, familiarity with the regulatory reporting cycle, and an understanding of internal audit principles. Connect with various levels of management during all phases of QAR and keep them informed of control weaknesses identified during the course of the QAR work. Communicate recommendations for improvement and subsequent follow ups for implementation. Track the remediation efforts related to Control Improvement points from the QAR. We are a department which values Diversity and Inclusion (D&I) and is committed to realizing the firm’s D&I ambition which is an integral part of our global cultural values
This position offers remote working opportunities for an agreed amount of days per week. Your skills and experienceApplicants must possess a Bachelor’s degree, with a major in Finance or Accounting with equivalent work experience of 3-5 years with regulatory reporting processes (either directly in the operations of these processes or in an audit or examination capacity
- Proven knowledge of key regulatory requirements pertinent to the financial services industry; risk management techniques and compliance requirements
- Excellent communication, Interpersonal and analytical skills
- Dedication to fostering an inclusive culture and value varied perspectives
For further information, and to apply, please visit our website via the “Apply” button below.