Consultant, Compliance - Hybrid
- Recruiter
- Northern Trust
- Location
- Limerick, Munster, Ireland/Hybrid
- Salary
- Unspecified
- Posted
- 25 Jan 2023
- Closes
- 09 Feb 2023
- Ref
- 105035
- Job role
- Compliance/risk, Fund accountant
- Contract type
- Permanent
- Hours
- Full time
- Experience level
- Qualified accountant
About Northern Trust:
Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.
Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families and institutions by remaining true to our enduring principles of service, expertise and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service.
Role/ Department:
Northern Trust has an established Global Compliance Ireland team, with partners based in both Dublin and Limerick offices. Clear goals, open communication, promoting collaborative working, empowering team members and an enjoyable working environment are features of how we try to operate as a team.
The team uses a structured and risk based Compliance Programme, to provide assurance to Senior Management of the Ireland Fund Administration and Depositary businesses on compliance with their regulatory obligations. The successful candidate will play a key role in delivering this programme of work by performing a range of activities, including:
This role which is based in Limerick will report to the Compliance Manager. The person will work closely with all members of the Global Compliance Ireland team and Ireland Senior Management, as well as regional/global compliance team members.
The key responsibilities of the role include:
- For assigned business units within Northern Trust International Fund Administration Services (Ireland) Limited, (“NTIFASIL”), provide compliance challenge, advice and support on key developments during the year including regulatory engagement, business developments and emerging issues.
- Act as the key liaison person between NTIFASIL and Global Compliance Ireland.
- Lead others with less experience or knowledge of specific compliance topics to drive and sustain a culture of compliance.
- Review, interpret and disseminate of current and proposed laws and regulations for assigned Subject Matter Expert compliance areas. These include Investor Money requirements, Complaints, and Money Market Fund regulations and other regulations pertaining to fund administration companies.
- Develop creative ways for embedding compliance into key operational processes, in a way that allows partners to clearly understand their compliance duties.
- Identify situations to strengthen the management of compliance risk, including those outside of their assigned SME areas, and recommend plans to address these to Compliance Manager and Head of Compliance.
- Undertake assigned monitoring reviews in as line with the Compliance Assurance Programme.
- Monitor and assess the adequacy and effectiveness of the measures, controls and procedures put in place by business units to address NT’s compliance with its regulatory obligations.
- Produce timely, accurate, concise and high-quality reports.
Skills/ Qualifications:
The successful candidate will benefit from having:
- Highly motivated individual who wishes to develop their skills within a progressive compliance role in a financial services environment.
- Compliance monitoring, Audit, Risk or Control experience and/or experience of providing advisory support to business areas would be an advantage.
- Ability to convey complex concepts or large amounts of data, in a clear and concise manner to diverse and senior audiences (verbal and written).
- Capable of making decisions, applies sound judgement and knows how/when to escalate.
- Can operate within strict reporting deadlines whilst balancing multiple, competing priorities.
- Influencing and conflict resolution skills.
- Proven and strong learning agility with a keen desire to support the development of others.
- Self-starter and team player.
- Effective oral and written communication skills.
Working with Us:
As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas. Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve! Join a workplace with a greater purpose.
We’d love to learn more about how your interests and experience could be a fit with one of the world’s most admired and sustainable companies! Build your career with us.
Reasonable accommodation:
Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at MyHRHelp@ntrs.com.
We hope you’re excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.
Talk to us about your flexible working requirements and together we can achieve greater.
For further information, and to apply, please visit our website via the “Apply” button below.
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