Supervisor, Regulatory & Compliance - London

About Crowe

Crowe is a leading national audit, tax, advisory and risk firm with global reach and local expertise. We are an independent member of Crowe Global, one of the top 10 accounting networks in the world, with access to more than 40,000 people in more than 150 countries and across more than 700 offices globally.

We pride ourselves on looking after our people, whether you’re working in corporate tax, statutory audit or you’re a marketing or HR specialist - at Crowe we invest in our people to help them be the best they can be.

We understand that it is often the culture and values of a firm that are most important when looking for a new workplace, that’s why at Crowe our people-focused culture means we value new ideas and innovation, and welcome people who are committed to making a difference by delivering excellent services to our people, clients and communities.

We are looking to recruit a supervisor in an internal services function and to cover a broad spectrum of risk and compliance work. The internal team ensures that we manage our business with integrity and covers, amongst other things, anti-money laundering, compliance with regulations, addressing conflicts of interest amongst our clients and maintaining our independence from them.

The successful individual will be part of a team that manages compliance with regulation and risk management for Crowe UK, including:

• Assisting with the firm’s compliance obligations with regulators in the UK and abroad.
• Co-ordinating conflict and independence checks.
• Reviewing client take on procedures and investigating due diligence referrals generated by the system.
• Preparing the firm’s Annual Return to the ICAEW.
• Maintaining details of Firm’s internal registers, including the prohibited investments list/ public interest entities/ audit partner rotation sheet/directorships.
• Data protection compliance.

This role will cover every one of our UK offices. The role will report to a London-based person but the individual can be based in any of our UK offices.

Required Skills

• Some experience in managing regulatory compliance or risk management.
• Team-oriented with experience working within a diverse group.
• Good project management skills.
• Effective communication skills.
• MS Office proficiency including Excel, Word and PowerPoint.

Why choose Crowe?

Crowe is where talented people can realise their potential, are successful and enjoy what they do by making a positive difference to our clients, communities and each other.

Our vision is to be recognised as essential to the future success of our clients by helping them to answer tomorrow’s questions, and make smart decisions that have lasting value through the highest quality audit, tax, advisory and risk services.

We offer you an opportunity to continue your career and work for a firm that offers stability and knowledge. In addition you can work alongside experienced professionals who put the client at the heart of everything they do.

At Crowe, you will find the expertise, the resources and, above all, the commitment to help you build a satisfying and rewarding career. In return we can offer you continued career development, highly competitive salaries and flexible benefits. Plus an opportunity to work for a firm that truly values its people.

Crowe is committed to equal opportunity and diversity in recruitment and employment. We value the differences that a diverse workforce brings to our organisation and believe that diversity and inclusivity are key drivers of effectiveness and in providing our clients with a quality service.

Entry and progression within the firm is determined solely by the application of objective criteria, personal performance and merit.

We want to create the best environment for our staff to thrive. We recognise the importance of offering a flexible approach to our working environment and we would be happy to discuss with you further.

Closing Date: 16 January 2023

For further information, and to apply, please visit our website via the “Apply” button below.