Morgan Stanley

ISG Audit - Manager - Internal Audit

Mumbai (MSA), Maharashtra, India
Not disclosed
08 Nov 2022
08 Dec 2022
Approved employers
Approved employer
Contract type
Full time
Experience level

Job Description


Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries.

As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.


Morgan Stanley is seeking an experienced auditor for its Internal Audit Department (IAD). IAD comprises Business, Risk and Technology Auditors; Subject Matter Experts (e.g., Risk, Data Analytics); and support functions that are responsible for ensuring the department adheres to professional, regulatory and Firm policies and procedures. IAD provides independent assurance on the quality and effectiveness of the Firm's internal control, risk management, and governance systems and processes. It achieves this by identifying and assessing the operating risks of the Firm and evaluating the adequacy and effectiveness of the Firm's system of internal control. The division provides opportunity to gain unique insight on the financial industry and its products and operations.

We're looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm's operations and control processes.

Team: Institutional Securities Audit

The role will reside within the Internal Audit's— Institutional Securities audit team in Mumbai. The role includes assisting the Internal Audit department's ISG audit team in completing its annual audit plan, communicating to senior management and providing recommendations for improvements.

Primary Responsibilities

  • Able to analyse large trading data and key risk indicators to inform global ISG teams of areas of concern, unusual trending and significant risk profile changes.
  • Able to evaluate and conclude audit assurance activities that are based on pre-defined criteria and testing steps using repeatable audit tool.
  • Communicate effectively with management and staff both locally and overseas.
  • Co-ordinate with auditors around the globe on multi-region audits to ensure timely and effective completion.
  • Assist in discussing and finalizing audit findings with auditees.
  • Be consistent in applying strong internal audit methodology standards


Knowledge and Skills

  • At least 5-7 years of post-qualification work experience as an Internal Auditor in Financial Services
  • Experience in financial services is essential, with a preference for those with experience of conducting front to back product audits.
  • Big 4 experience preferred.
  • Good knowledge of financial products including derivatives.
  • Excellent communication skills in English.
  • Attention to detail, good documentation and report writing skills.
  • Creative problem resolution skills with the strive to bring innovative ideas within a progressive and fast-paced environment.
  • Possess experience performing walkthroughs, performing controls and substantive testing while meeting internal quality assurance standards.
  • Good relationship management skills when interacting with multiple stakeholders globally.
  • Strong analytical skills with ability to accurately and efficiently process information.
  • Bright, motivated and keen learner.
  • Highly articulate with strong self-motivation.
  • Team player with ability to work independently in a fast-paced environment and within a small team setting

Qualifications and Experience

  • University degree (or equivalent) in a business discipline e.g. Finance or Accounting.
  • ACA or international equivalent preferred


  • Monday to Friday from 12:00PM to 9:00PM India time with flexibility on standard working hours for time sensitive matters.
  • Periodic evening calls with US and EMEA Internal Auditors and auditees

For further information, and to apply, please visit our website via the “Apply” button below.

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