Business Risk Management, Team Lead

State Street.
Bangalore, India
Not disclosed
20 Sep 2022
03 Oct 2022
Contract type
Full time
Experience level
Qualified accountant

Key Responsibilities

Individual Accountabilities:

  • Assist in the execution of risk-based assurance reviews over Business Risk Management execution and validate the sufficiency of internal controls in place through testing and self-identifying compliance issues.
  • Perform testing of controls for assurance reviews globally and document issues for finalization with business management
  • Perform process and control walkthrough reviews. Establish, implement, and document associated risks and mitigating controls and stand up the regional controls testing program with the local business teams.
  • Provide recommended changes to controls if underlying processes have changed or new items / risks added to the business.
  • Assist in issuing the “SOC 1” Bridge letters to State Street Global Advisor’s contractual clients.
  • Add / Delete / Modify the Controls in the State Street’s Control Inventory.
  • Review of Incidents originating from India and assist the Incident Manager to close the Incident on a timely basis.
  • Interact with various teams within SSGA India and the Global teams including business groups, support functions, Compliance and Risk Management
  • Produce, analyse and distribute Business Risk Management associated reporting to local management and contribute to regional reporting.
  • Under limited supervision, contribute to a wide variety of initiatives as a dependable and flexible resource.

Experience / Qualification / Key Skills / Attributes

Skills and Qualifications:

  • Four to Six years of audit experience in either Public Accounting or Internal Audit.
  • Bachelor degree required.
  • Audit experience in either Public Accounting or Internal Audit.
  • Financial Service industry experience: Mutual Funds, Institutional Investment, Investment Management, Investment Compliance.
  • Demonstrated technical abilities in areas of audit, accounting, regulatory, compliance, etc.
  • Advanced Microsoft Office Skills.

For further information, and to apply, please visit our website via the “Apply” button below.

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