Junior Compliance Officer (Funds)

About TMF Group

TMF Group is a leading provider of critical administrative services, helping clients invest and operate safely around the world. Our 9,100 experts and 120 offices in 85 jurisdictions worldwide serve corporates, financial institutions, asset managers, private clients and family offices, providing the combination of accounting, tax, payroll, fund administration, compliance and entity management services essential to global business success. TMF Fund Management, part of TMF Group, is an independent professional ManCo that offers the creation, management and distribution of alternative investment funds (AIFs) and UCITS. With access to the entire range of Luxembourg funds, support and take care of the establishment of dedicated AIFs and UCITS and/or the creation of new sub-funds within our four existing white labelled platforms. TMF Fund Management is supervised by the Commission de Surveillance du Secteur Financier (CSSF)

Key Responsibilities

• Support on-site monitoring and testing on designated controls defined within the Compliance Monitoring Plan
• Undertake Client Due Diligence and ongoing reviews in compliance with the anti-money laundering requirements
• Support the identification, mitigation and management of AML related risks; reporting and escalation of such risks as needed
• Maintenance of Compliance registers such as: incidents reported, regulatory correspondence log, complaints register
• Maintenance of regulatory watch list
• Process regular screening and maintenance of the client database against blacklists, international sanctions, press and escalate when relevant
• Maintenance of internal Compliance tools
• Undertake Compliance projects and ad hoc additional tasks as assigned by the Manager

Key Requirements

• Master’s degree or equivalent
• Preferably a minimum of 1 year of experience in a similar position or relevant experience in Luxembourg
• Skilled in Word, Excel and PowerPoint
• Strong interpersonal skills
• Strong issue resolution skills
• Excellent organizational skills, ability to work under pressure and to prioritize workloads
• Fluent English, Any other language is added advantage
• Team player
• Ability to work independently and proactive “can-do” attitude, seeking out ways to improve quality of service to all stakeholders

What's in for you?

• Excellent working conditions: good work-life balance, salary indication above market level.
• Learning opportunities: you will work with highly experienced colleagues who are ready to share their knowledge, and will receive the opportunity to work on diverse and complex client requests. You will also be able to apply for and be supported for training.
• Value-driven work environment: you can expect integrity and respect from all your colleagues and your leadership team.
• Teamwork: an environment where we learn from our mistakes and work together to improve our processes continuously. A no-blame culture where teamwork is important valued and lived daily.
• Ambition: we are a growing company in which we constantly look for the next opportunity and where all ideas are welcome.

Applications close: 30 Sep 2022 Romance Daylight Time

For further information, and to apply, please visit our website via the “Apply” button below.