Audit Manager Investment Banking
- Recruiter
- UBS
- Location
- New York, Stamford, Weehawken, United States - Connecticut, United States - New Jersey, United States - New York
- Salary
- Competitive salary
- Posted
- 07 Jul 2022
- Closes
- 05 Aug 2022
- Ref
- 247142BR
- Approved employers
- Approved employer
- Job role
- Audit
- Sector
- Accounting - Public practice
- Experience level
- Manager
Your role
Are you a sharp evaluator of risk? Can you investigate complex solutions? Do you have specific experience of auditing Investment Banking activities?
We're looking for a Global Banking Senior Audit Manager who can:
• lead or work as a team member on reviews and audits of Debt, Equity and Loan Capital Markets, Mergers & Acquisition and other sales and trading businesses in the Americas including thematic and front-to-back audits,
• analyze and assess risks arising from both the business and support functions
• identify and evaluate the effectiveness of controls designed to address those risks
• document and communicate audit issues, root causes and risks, and prepare reports of audit findings for UBS management
• develop recommendations for items that solution owners should consider when finalizing their action plans
• review remediation actions submitted by the business for closure to assess whether these have addressed the original risks
• contribute to the quarterly continuous risk assessment
• successfully collaborate with peers in and across audit teams
• develop and maintain relationships with management
Your team
You will be working in Group Internal Audit (GIA) Team in New York, Stamford, CT, Weehawken, NJ. GIA is an independent function that supports UBS in achieving its strategic, operational, financial and compliance objectives. We do this by assessing key processes as well as governance, risk management, and the control environment within all business divisions and Group Functions (GF) functions globally. We are independent in our work and report directly to the Chairman of the Board and the Audit Committee.
We are a talent powerhouse that attracts and develops the best people by driving career growth in and outside the department. Our Global Banking audit team is mainly responsible for auditing the Debt, Equity and Loan Capital Markets and Mergers & Acquisition businesses.
Your expertise
• ideally 5 years+ experience in audit within the financial industry. This experience could have been gained at a consulting firm or in an internal audit function.
• strong experience in assessing risks in investment banking, corporate lending and sales and trading activity
• strong analytical skills and quantitative approach to problem solving
• you are able to quickly understand complex processes and challenge the status quo, identify risks and inadequacies in procedures.
• willingness to keep up with industry, regulatory developments and learn new concepts and methods,
• ability to effectively communicate with senior stakeholders.
• risk focused, and capable of using data analytics
• reliable when working on your own, with sound judgment for when to escalate issues,
• fluent in English with excellent verbal and written skills. Additionally, fluency in Spanish or Portuguese would be an asset.
About us
UBS is the world's largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?
Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?
Disclaimer / Policy Statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Are you a sharp evaluator of risk? Can you investigate complex solutions? Do you have specific experience of auditing Investment Banking activities?
We're looking for a Global Banking Senior Audit Manager who can:
• lead or work as a team member on reviews and audits of Debt, Equity and Loan Capital Markets, Mergers & Acquisition and other sales and trading businesses in the Americas including thematic and front-to-back audits,
• analyze and assess risks arising from both the business and support functions
• identify and evaluate the effectiveness of controls designed to address those risks
• document and communicate audit issues, root causes and risks, and prepare reports of audit findings for UBS management
• develop recommendations for items that solution owners should consider when finalizing their action plans
• review remediation actions submitted by the business for closure to assess whether these have addressed the original risks
• contribute to the quarterly continuous risk assessment
• successfully collaborate with peers in and across audit teams
• develop and maintain relationships with management
Your team
You will be working in Group Internal Audit (GIA) Team in New York, Stamford, CT, Weehawken, NJ. GIA is an independent function that supports UBS in achieving its strategic, operational, financial and compliance objectives. We do this by assessing key processes as well as governance, risk management, and the control environment within all business divisions and Group Functions (GF) functions globally. We are independent in our work and report directly to the Chairman of the Board and the Audit Committee.
We are a talent powerhouse that attracts and develops the best people by driving career growth in and outside the department. Our Global Banking audit team is mainly responsible for auditing the Debt, Equity and Loan Capital Markets and Mergers & Acquisition businesses.
Your expertise
• ideally 5 years+ experience in audit within the financial industry. This experience could have been gained at a consulting firm or in an internal audit function.
• strong experience in assessing risks in investment banking, corporate lending and sales and trading activity
• strong analytical skills and quantitative approach to problem solving
• you are able to quickly understand complex processes and challenge the status quo, identify risks and inadequacies in procedures.
• willingness to keep up with industry, regulatory developments and learn new concepts and methods,
• ability to effectively communicate with senior stakeholders.
• risk focused, and capable of using data analytics
• reliable when working on your own, with sound judgment for when to escalate issues,
• fluent in English with excellent verbal and written skills. Additionally, fluency in Spanish or Portuguese would be an asset.
About us
UBS is the world's largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?
Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?
Disclaimer / Policy Statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.