Control Room IB Compliance Officer

Your role
Are you someone who likes to work in a fast-paced environment? Are you looking for a role that will give you exposure to the different business divisions of a major investment bank? We are looking for someone like that who can:
• act as a compliance subject-matter expert for the control room
• maintain our information barrier and global control room databases
• interact with Investment Banking (ECM, DCM, Advisory, Leveraged Finance) and Research relating to chaperoning and grey list requirements
• liaise with other regional compliance and control teams to ensure consistency with global procedures
• coordinate special projects, risk assessments and 'deep-dives'
• maintain appropriate documentation of control room activities

Your team
You will be working in the Americas Control Room Compliance & Operational Risk Control (C&ORC) team, based in Nashville, which is part of the Group Compliance, Regulatory and Governance function, partnering daily with staff in the Corporate Client Solutions and Research business areas. The Americas Control Room C&ORC team works closely with our Investment Bank and Wealth Management C&ORC colleagues. We are responsible for the critical role of managing our sales, trading, research and communication restrictions via Grey and Restricted Lists. We also manage our information barriers ensure compliance with our clients' confidentiality requirements and various securities and bank regulations. Our team is knowledgeable in the broad range of business areas in which we operate and the relevant regulatory requirements

Diversity helps us grow, together. That's why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.

Your expertise
• ideally 1+years of relevant experience, previous control room experience is a plus
• excellent presentation and communication skills
• focused on timeliness, accuracy, and continual improvement
• able to operate at both a detailed and strategic level
• strong team player who can collaborate with multiple businesses

About us
UBS is the world's largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?

Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?

Disclaimer / Policy Statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.