Compliance Analyst, Financial Crimes Investigation
- Recruiter
- Northern Trust
- Location
- Manila, National Capital Region, Philippines
- Salary
- Unspecified
- Posted
- 12 May 2022
- Closes
- 12 Jun 2022
- Ref
- 97665
- Contract type
- Permanent
- Hours
- Full time
- Experience level
- Qualified accountant
Compliance Analyst, Financial Crimes Investigation
Responsibilities
- Provides support for compliance programs including but not limited to identifying issues, generate reports, training, and other duties, as assigned.
- Detects and advises management of potential Compliance issues and recommends procedural changes.
- Uses specific knowledge of Financial Crimes to achieve goals through own work. Has specific knowledge or expertise typically gained through formal education or equivalent experience.
- Reviews and validates relevant documents in conformance with applicable AML policies, procedures and regulatory requirements and liaise with front client facing teams
- Completes investigations to determine if a financial crime (fraud, money laundering, or terrorist financing) has occurred and involves Northern Trust accounts, clients, operations, or employees
- Conducts investigation processes and/or workflow; produces metrics used by management in monitoring work volumes, status, and productivity
- Assists in preparation of management reports to communicate risk exposures and the sources of those exposures to internal committees and senior management
- Supports team in adhoc activities related to reporting
- Works within standardized procedures and practices to achieve objectives and meet deadlines
Qualifications
- Background in Transaction Monitoring is highly preferred
- A College or University degree and/or relevant proven work experience is required
- At least 2 years of experience in Surveillance or any compliance related process in a Financial Institution or equivalent preferred Any relevant financial certifications is preferred
- Requires ability to communicate in a clear, concise and effective manner (verbal and written)
- Requires general knowledge of Global/Regional Financial Institution regulations and bank program implementation activities
- Displays confidence and expertise to advise management and the business
- Applies earned experience in providing compliance advisory/consultancy and operational support
- Requires proactivity and minimal supervision
- Deals effectively with different personalities to address competing deadlines
- Applies general knowledge of business developed through education or past experience
- Exchanges straightforward information, asks questions and checks for understanding
For further information, and to apply, please visit our website via the “Apply” button below.
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