Compliance Analyst, Financial Crimes Investigation

Location
Manila, National Capital Region, Philippines
Salary
Unspecified
Posted
12 May 2022
Closes
12 Jun 2022
Ref
97665
Contract type
Permanent
Hours
Full time
Experience level
Qualified accountant

Compliance Analyst, Financial Crimes Investigation

Responsibilities

  • Provides support for compliance programs including but not limited to identifying issues, generate reports, training, and other duties, as assigned.
  • Detects and advises management of potential Compliance issues and recommends procedural changes.
  • Uses specific knowledge of Financial Crimes to achieve goals through own work. Has specific knowledge or expertise typically gained through formal education or equivalent experience.
  • Reviews and validates relevant documents in conformance with applicable AML policies, procedures and regulatory requirements and liaise with front client facing teams
  • Completes investigations to determine if a financial crime (fraud, money laundering, or terrorist financing) has occurred and involves Northern Trust accounts, clients, operations, or employees
  • Conducts investigation processes and/or workflow; produces metrics used by management in monitoring work volumes, status, and productivity
  • Assists in preparation of management reports to communicate risk exposures and the sources of those exposures to internal committees and senior management
  • Supports team in adhoc activities related to reporting
  • Works within standardized procedures and practices to achieve objectives and meet deadlines

Qualifications

  • Background in Transaction Monitoring is highly preferred
  • A College or University degree and/or relevant proven work experience is required
  • At least 2 years of experience in Surveillance or any compliance related process in a Financial Institution or equivalent preferred Any relevant financial certifications is preferred
  • Requires ability to communicate in a clear, concise and effective manner (verbal and written)
  • Requires general knowledge of Global/Regional Financial Institution regulations and bank program implementation activities
  • Displays confidence and expertise to advise management and the business
  • Applies earned experience in providing compliance advisory/consultancy and operational support
  • Requires proactivity and minimal supervision
  • Deals effectively with different personalities to address competing deadlines
  • Applies general knowledge of business developed through education or past experience
  • Exchanges straightforward information, asks questions and checks for understanding

For further information, and to apply, please visit our website via the “Apply” button below.

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