Bank Regulatory Compliance Testing Specialist

Your role
Are you an expert on risk? Do you know how to Identify, analyze and assess regulatory risks? We're looking for someone like that to:

• actively participate in the development and execution of our team's annual testing plan
• adhere and execute against governance and testing standards
• identify and evaluate the effectiveness of existing controls, processes, and policies & procedures
• ensure comprehensive work papers and results are maintained to support test results and issue rating justifications
• escalate and report identified issues to the management and Governance forums.
• strong ability to write clear, concise testing reports while negotiating and presenting testing findings against Rule requirements
• strong ability to lead and supervise complex control and rules-based testing efforts in accordance with governance and testing standards

Your team
You'll be working on the Volcker and Bank Branch Regulatory Governance Team, a unit within Compliance and Operational Risk Control (C&ORC). We are a cross-divisional team that conducts independent testing of controls and compliance frameworks related to the Volcker Rule (Section 619 of the Dodd-Frank Act) and various safety & soundness and consumer banking regulations across related to our businesses and support units (i.e., compliance, information technology, operations, finance, etc.) within the Combined US Operations ("CUSO") to identify compliance risks and ensure compliance with each of these rules

Diversity helps us grow, together. That's why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.

Your expertise
• a university degree in finance, economics, business administration or numerical discipline
• ideally4+ years of experience in the financial services industry
• in-house audit or compliance testing experience at a financial institution or examination experience at a financial industry regulator
• knowledge of financial products and services offered by investment banks
• working knowledge of the Volcker Rule and Banking Regulations such as: Reg B, Reg K, FDPA, Reg U, Reg W and Reg Y
• team-orientated, while able to complete tasks independently, diligent, conscientious, highly organized, detail-oriented, accurate and able to drive tasks to closure

About us
UBS is the world's largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?

Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?

Disclaimer / Policy Statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.