Regulatory Reporting- Team Leader

Business Line : Global Services

Work Location : Bangalore/Hyderabad

Process Name : London Regulatory Reporting & SFTR

Position: Senior Associate - TL

Shifts (in IST) : Rotational

State Street Corporation (NYSE: STT) is one of the world's leading providers of financial services to institutional investors, including investment servicing, investment management and investment research and trading. With $33.99 trillion in assets under custody and administration and $2.81 trillion* in assets under management as of September 30, 2018, State Street operates in more than 100 geographic markets worldwide, including the US, Canada, Europe, the Middle East and Asia. For more information, visit State

*This figure is presented as of September 30, 2018 and includes approximately $28 billion of assets with respect to SPDR products for which State Street Global Advisors Funds Distributors, LLC (SSGA FD) acts solely as the marketing agent. SSGA FD and State Street Global Advisors are affiliated.

About Business Line

Utilization of a center of excellence (AML Center) model is to deliver AML / KYC activities to multiple Business Units with client contracts. Delivery of AML / KYC activities are in support of the First Line of Defense function as part of the global AML operating model.

About Process:

The team you will be joining is a part of State Street Global Markets , one of the biggest asset managers in the world, that provides services to the world’s governments, institutions and financial advisors. The team has the responsibility to report the FX and SF transactions emanating from its various European trading venues. The European Securities and Markets Authority (ESMA) is an independent European Union (EU) Authority that contributes to safeguarding the stability of the EU's financial system by enhancing the protection of investors and promoting stable and orderly financial markets . The SSGM regulatory reporting team covers 3 major ESMA regulations- MiFID, EMIR and SFTR. MiFID II (Markets in Financial Instruments Directive) covers new dealing commission rules, transaction reporting, clearing and other transparency requirements. The European Market Infrastructure Regulation, otherwise known as EMIR, was created with the intention of stabilizing over-the-counter (OTC) markets found within EU member states. ESMA regulates securities financing activities by setting out reporting requirements, data access, collection, verification, aggregation, comparison and publication of data on securities financing transactions (SFTs) by trade repositories (TRs). The Securities Financing Transactions Regulation (SFTR) is the main piece of EU legislation in this area

Key Responsibilities/Skills & Knowledge/ Qualification

• Good knowledge of any Regulatory reporting guidelines, example- ESMA regulations like MiFID, EMIR
• Strong communication, interpersonal, organizational, and time management skills
• Work as a team player in a global team environment
• Excellent communication, interpersonal planning, and analytical skills.
• Deadline and detail oriented.
• Demonstrated computer proficiency, including advanced knowledge of MS Excel, as well as problem solving and analytical skills
• Technical Skills – IT and Systems
• Trax
• TriResolve,
• Qlikview
• DTCC (TR view)
• IHS MARKIT
• PIRUM

Primary Skills (Must Have)

• University degree in Business majoring in Accounting, Finance, or other Financial-related programs
• Overall experience of 5+ years in Regulatory reporting related work.
• Certifications: Candidates pursuing FRM (Financial Risk Manager by GARP) / CFA (Chartered Financial Analyst) / CISI (Chartered Institute for Securities & Investment) are preferred, but certification is not a must for the role.

About State Street Corporation:

State Street Corporation (NYSE: STT) is one of the world's leading providers of financial services to institutional investors, including investment servicing, investment management and investment research and trading. With $33.99 trillion in assets under custody and administration and $2.81 trillion* in assets under management as of September 30, 2018, State Street operates in more than 100 geographic markets worldwide, including the US, Canada, Europe, the Middle East and Asia. For more information, visit State Street’s website at www.statestreet.com.

*This figure is presented as of September 30, 2018 and includes approximately $28 billion of assets with respect to SPDR products for which State Street Global Advisors Funds Distributors, LLC (SSGA FD) acts solely as the marketing agent. SSGA FD and State Street Global Advisors are affiliated.

For more information on State Street Corporation, please visitwww.statestreet.com

For further information, and to apply, please visit our website via the “Apply” button below.