Investment Compliance Manager

Location
Queensland, Brisbane
Salary
Competitive
Posted
25 Jan 2022
Closes
22 Feb 2022
Ref
JN -012022-4584762
Contact
Richard Leaf
Job role
Compliance/risk
Contract type
Permanent
Hours
Full time
Experience level
Manager

As the Investment Compliance manager, you will lead and manage a small but excellent team to support in the delivery of the companies strategy.

You will contribute towards strengthening the companies risk & compliance governance and reporting framework.

Client Details

Our client is one of Queensland's best known businesses. They operate in the world of investments and funds and thus help change peoples lives for the better after retirement.

They are going through a period of exciting change and growth and as such, this roles importance will grow.

The business prides itself on its culture and values and as such attracts and retains some of the best staff in Brisbane.

Description

The Investment Compliance manager will be responsible for

  • Leading the maintenance and implementation of an effective compliance framework and drive a best practice approach across all aspects of Investment Compliance.
  • Overseeing daily pre-trade compliance processes
  • Collaborating with key internal and external stakeholders to develop policies and investment agreements.
  • Working closely with the Group Compliance team to actively monitor the changing investment regulatory environment and support the implementation of change initiatives to ensure compliance in reporting with global regulatory obligations

Profile

The successful candidate will ideally have a background in investment compliance and will have worked in the super-fund space before.

You will have fund management experience and will have knowledge of investment products. You will also ideally have asset management experience.

Job Offer

The Investment Compliance Manager will be rewarded with a very competitive base salary and excellent super contributions.

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Richard Leaf on +61 7 3414 6117

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