Compliance - Assistant Vice President

State Street.
Bangalore, India
Not disclosed
19 Jan 2022
25 Jan 2022
Contract type
Full time
Experience level

Who we are looking for:

We are looking for a business risk management professional to support the

Policy & Regulatory Team for GD and IS Business Risk Management.

The team you will be joining is a part of State Street Business Risk Management (BRM), which is a valued partner to the business in the identification, assessment and mitigation of risk, and cultivation of a framework of practices which enable a balance of commercial considerations with the risk excellence objectives established by business leadership.

Why this role is important to us:

The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To make that happen we need teams like yours to help navigate employees and the organization as a whole. In your role you will strive for cutting-edge solutions, that are straightforward and scalable. You will help us build resilience and execute day to day deliverables at our best.

Join us if making your mark in the financial services industry from day one is a challenge you are up for.

What you will be responsible for:

  • Coordinate between business areas and Corporate Functions to complete surveys and assessments to support policy compliance
  • Collaboration with stakeholders to understand organizational impacts and improve processes
  • Build strong relationships with other Business Risk Management, Compliance, ERM, Audit, Legal and/or business colleagues; collaborate to achieve organizational goals
  • Understand business impacts related to new or revised regulations and corporate policies and coordinate with impacted business areas and Corporate functions to implement changes
  • Continuously develop deep knowledge of core products, process, financial markets, technology, regulatory obligations and operating model changes; understand impact to your role and responsibilities
  • Enhance the production and analysis of management reporting
  • Anticipate, monitor, actively manage and report all risk and compliance issues, breaches and suspicious activities and ensure issues are brought to resolution
  • Take initiative to lead targeted projects to assess risk and control deficiencies as needed

What we value:

These skills will help you succeed in this role:

  • Critical thinker with the ability to solve for complex problems
  • Dive into detail and ensure plans are deliverable and sustainable in an operational environment
  • Strong communication, interpersonal, organizational, and time management skills
  • Excellent communication, organization, interpersonal, planning, and analytical skills
  • Deadline and detail oriented
  • Demonstrated computer proficiency, including Microsoft Office suite (Excel, PowerPoint, Word), as well as problem solving and analytical skills

Education & Preferred Qualifications:

  • University degree in Business majoring in Accounting, Finance, or other Financial-related programs
  • Overall experience of 8+ years in Financial services or risk management or both.
  • Experienced in financial services industry within an operational or risk management environment
  • Understanding of State Street operating model preferred
  • Strong written communication skills
  • Strong verbal communication, influencing and collaboration skills including the ability to effectively present information and respond to questions from senior stakeholders and participants
  • Strong critical thinking and problem-solving skills
  • Demonstrated ability to build strong professional relationships
  • Self-motivated professional with the ability to work under pressure to meet deadlines and goals

About State Street

What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we’re making our mark on the financial services industry. For more than two centuries, we’ve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.

Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. You’ll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.

Inclusion, Diversity and Social Responsibility. We truly believe our employees’ diverse backgrounds, experiences and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs and access to employee networks that help you stay connected to what matters to you.

State Street is an equal opportunity and affirmative action employer.

For further information, and to apply, please visit our website via the “Apply” button below.

Similar jobs

Similar jobs