Analyst, SOX Global Financial Control

Manila, National Capital Region, Philippines
24 Dec 2021
19 Jan 2022
Contract type
Full time
Experience level
Qualified accountant

Northern Trust is looking for an Analyst to join our Global Financial Controls (GFC) team. Under general direction from a Global Financial Controls Manager, this individual performs testing for Northern Trust’s Sarbanes-Oxley (SOX) and System & Organizational Controls (SOC) Programs.

Major Duties:

  • Perform SOX/SOC internal controls testing, including all testing phases/processes related to Northern Trust’s programs: planning, walkthroughs, controls testing, status meetings/updates, and findings/potential control deficiencies.
  • Perform and execute internal controls testing, including documentation for completeness and accuracy, test of design, and test of operating effectiveness.
  • Document SOX/SOC controls and related testing attributes, in alignment with test objectives and the department’s standards.
  • Deliver SOX/SOC controls work paper documentation, in accordance with deadlines.
  • Perform reviews of business units by understanding the key risks and controls within the function being reviewed.
  • Communicate testing evidence and requests with control owners.
  • Communicate SOX/SOC testing results with Managers.
  • Identify SOX/SOC training needs and participate in company/team training
  • Ability to lead one or more projects
  • Perform any other duties as may be directed by GFC management.


  • Excellent oral and written communication skills are required
  • Ability to work in a fast paced and a dynamic work environment as part of a Global Financial Control team working across multiple time zones and jurisdictions
  • Highly flexible and adaptable to change


  • Sarbanes-Oxley act (SOX 404)
  • Bachelor’s degree required, Accounting or Finance preferred
  • Experience in financial services preferred
  • Master’s degree in Accounting or Finance a plus
  • Certified Public Accountant or Certified Internal Auditor a plus
  • 2 – 4 years. Work experience to include SOX, internal auditing, risk management, compliance.

For further information, and to apply, please visit our website via the “Apply” button below.

Similar jobs

Similar jobs