Assistant Compliance Manager - Insurance Company
- Recruiter
- Robert Half Hong Kong
- Location
- Central and Western District
- Salary
- Competitive
- Posted
- 26 Nov 2021
- Closes
- 03 Dec 2021
- Ref
- 67010-0009073309
- Contact
- Zoe Liu
- Job role
- Compliance/risk
- Contract type
- Contract
- Hours
- Full time
- Experience level
- Manager
Our Client is one of the biggest virtual bank has good reputation in the global market.
Job responsibilities:
- Regulatory circulars: responsible for handling of all circulars received from regulators and industry bodies. This involves interpreting/ summarizing the impact on the company, involving/ following up with relevant functions, and logging this in tracking systems.
- Compliance reporting: prepare the compliance deck that is tabled at the company's Risk & Capital Committee and Board of Directors' meetings. This will be done directly under the supervision of the Head of Compliance.
- Regulatory filings: track the timely completion of regulatory filings to the
- HKIA and BMA on the designated SharePoint site. Escalate where necessary.
- Compliance training: follow up on compliance training with relevant staff.
- Support the promotion of a healthy compliance culture in line with Aegon's Compliance Charter in close collaboration with the wider Compliance team based in Hong Kong and Singapore.
- Handle other compliance matters as and when requested
Requirements:
- Minimum 2-5 years' experience in Compliance (preferred), or other 2nd line functions within the financial services sector.
- Desired: High-Net-Worth customer experience.
- Candidates with less experience will be considered.
- Bachelor degree majoring in Accounting, Finance or Law.
- Knowledge of compliance regulations and programs.
- Immediate Available is preferred
Apply Today
To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.
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